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Guggenheim Strategic Opportunities Fund

70 hedge funds and large institutions have $129M invested in Guggenheim Strategic Opportunities Fund in 2020 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 28 increasing their positions, 19 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 3

47% more repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 19

16% more capital invested

Capital invested by funds: $111M → $129M (+$18.2M)

15% more funds holding

Funds holding: 6170 (+9)

0.34% less ownership

Funds ownership: 15.34%15% (-0.34%)

Holders
70
Holders Change
+9
Holders Change %
+14.75%
% of All Funds
1.24%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
28
Reduced
19
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PGWM
26
Parisi Gray Wealth Management
New Jersey
$529K +$69.8K +3,785 +16%
KA
27
Kovack Advisors
Florida
$483K +$4.05K +220 +0.9%
DAS
28
Dynamic Advisor Solutions
Arizona
$477K +$104K +5,638 +30%
Wells Fargo
29
Wells Fargo
California
$410K -$71.3K -3,871 -15%
IWM
30
IHT Wealth Management
Illinois
$404K -$185K -10,033 -33%
ACP
31
Aviance Capital Partners
Florida
$399K
MFG
32
Merit Financial Group
Georgia
$394K -$61.3K -3,325 -14%
APA
33
American Portfolios Advisors
New York
$342K
WP
34
WealthShield Partners
North Carolina
$320K +$304K +16,487 New
Citigroup
35
Citigroup
New York
$287K +$269K +14,572 +7,286%
FFA
36
Founders Financial Alliance
North Carolina
$275K +$14.7K +800 +6%
GCP
37
Gill Capital Partners
Colorado
$266K
CPW
38
Catalyst Private Wealth
California
$265K +$5.34K +290 +2%
IAIM
39
International Assets Investment Management
Florida
$258K -$2.36K -128 -1%
MML Investors Services
40
MML Investors Services
Massachusetts
$231K +$534 +29 +0.2%
PNC Financial Services Group
41
PNC Financial Services Group
Pennsylvania
$225K +$43.9K +2,381 +26%
CAN
42
Claraphi Advisory Network
United States
$220K +$209K +11,332 New
BFS
43
Bard Financial Services
Connecticut
$219K +$208K +11,280 New
GWM
44
Geneos Wealth Management
Colorado
$216K -$157K -8,543 -45%
EWA
45
EP Wealth Advisors
California
$213K +$203K +11,000 New
QCIG
46
Quad-Cities Investment Group
Iowa
$210K +$199K +10,814 New
KAS
47
Kestra Advisory Services
Texas
$204K -$71.4K -3,875 -27%
CCG
48
Capital CS Group
California
$202K +$192K +10,405 New
CF
49
Centaurus Financial
California
$200K
Northwestern Mutual Wealth Management
50
Northwestern Mutual Wealth Management
Wisconsin
$160K -$23.6K -1,281 -13%

GOF Hedge Fund Activity: Q4 2020 in Review

70 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Strategic Opportunities Fund (GOF) for Q4 2020, worth a combined $129M — up 16% from $111M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new GOF positions and 3 closed out — a net gain of 9 holders — while 28 added to existing stakes and 19 trimmed.

The largest buyer was Osaic Holdings, adding an estimated $1.59M. The largest seller was Morgan Stanley, cutting an estimated $760K.

  • 70 institutional investors held Guggenheim Strategic Opportunities Fund (GOF) as of Q4 2020, up from 61 in Q3 2020.
  • Funds reported $129M of Guggenheim Strategic Opportunities Fund stock for Q4 2020, up 16% quarter-over-quarter.
  • 12 funds opened new Guggenheim Strategic Opportunities Fund positions in Q4 2020 and 3 closed out, a net change of +9 holders.
  • The largest Guggenheim Strategic Opportunities Fund buyer in Q4 2020 was Osaic Holdings, an estimated $1.59M added.
  • The largest Guggenheim Strategic Opportunities Fund seller in Q4 2020 was Morgan Stanley, an estimated $760K sold.

Based on aggregated 13F filings for Q4 2020.