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Guggenheim Strategic Opportunities Fund

58 hedge funds and large institutions have $80.1M invested in Guggenheim Strategic Opportunities Fund in 2018 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 27 increasing their positions, 12 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 12

43% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 7

4% more funds holding

Funds holding: 5658 (+2)

2.41% more ownership

Funds ownership: 12.41%14.82% (+2.4%)

3% more capital invested

Capital invested by funds: $77.6M → $80.1M (+$2.54M)

Holders
58
Holders Change
+2
Holders Change %
+3.57%
% of All Funds
1.29%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
27
Reduced
12
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Cetera Investment Advisers
26
Cetera Investment Advisers
Illinois
$495K +$273K +14,025 +108%
PAG
27
Private Advisor Group
New Jersey
$492K +$148K +7,606 +39%
SFS
28
Sowell Financial Services
Arkansas
$478K +$508K +26,140 New
APA
29
American Portfolios Advisors
New York
$375K -$19.1K -982 -5%
LPL Financial
30
LPL Financial
California
$359K -$33K -1,700 -8%
CAN
31
Cetera Advisor Networks
California
$350K -$71.3K -3,666 -16%
UCFA
32
United Capital Financial Advisors
Texas
$325K
US Bancorp
33
US Bancorp
Minnesota
$309K
SAS
34
Stelac Advisory Services
New York
$256K +$272K +14,000 New
GCP
35
Gill Capital Partners
Colorado
$253K +$268K +13,761 New
UR
36
USCA RIA
Texas
$235K
LNC
37
Lincoln National Corp
Pennsylvania
$221K +$3.27K +168 +1%
QCIG
38
Quad-Cities Investment Group
Iowa
$205K +$5.21K +268 +2%
MAFM
39
Mid Atlantic Financial Management
Pennsylvania
$192K +$204K +10,500 New
IWM
40
IHT Wealth Management
Illinois
$191K -$4.1K -211 -2%
GWM
41
Geneos Wealth Management
Colorado
$179K -$13K -671 -6%
IA
42
IFP Advisors
Florida
$130K -$43.5K -2,240 -24%
BAM
43
Bruderman Asset Management
New York
$81K +$38.9K +2,000 +83%
CFN
44
Cordasco Financial Network
Florida
$64K
Citigroup
45
Citigroup
New York
$63K -$22.4K -1,151 -25%
PA
46
Parallel Advisors
California
$58K +$62.8K +3,229 New
ASN
47
Advisory Services Network
Georgia
$45K -$5K -257 -9%
NFG
48
Next Financial Group
Texas
$41K +$9.91K +510 +29%
FHB
49
First Hawaiian Bank
Hawaii
$32K
AIC
50
Ameritas Investment Company
Nebraska
$31K +$32.8K +1,685 New

GOF Hedge Fund Activity: Q4 2018 in Review

58 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Strategic Opportunities Fund (GOF) for Q4 2018, worth a combined $80.1M — up 3.3% from $77.6M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new GOF positions and 7 closed out — a net gain of 3 holders — while 27 added to existing stakes and 12 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $3.02M. The largest seller was Cornerstone Wealth Management, exiting entirely with an estimated $1.15M sold.

  • 58 institutional investors held Guggenheim Strategic Opportunities Fund (GOF) as of Q4 2018, up from 56 in Q3 2018.
  • Funds reported $80.1M of Guggenheim Strategic Opportunities Fund stock for Q4 2018, up 3.3% quarter-over-quarter.
  • 10 funds opened new Guggenheim Strategic Opportunities Fund positions in Q4 2018 and 7 closed out, a net change of +3 holders.
  • The largest Guggenheim Strategic Opportunities Fund buyer in Q4 2018 was Morgan Stanley, an estimated $3.02M added.
  • The largest Guggenheim Strategic Opportunities Fund seller in Q4 2018 was Cornerstone Wealth Management, an estimated $1.15M sold.

Based on aggregated 13F filings for Q4 2018.