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Guggenheim Strategic Opportunities Fund
GOF

Overview Fund Activity

46 hedge funds and large institutions have $62.4M invested in Guggenheim Strategic Opportunities Fund in 2017 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 20 increasing their positions, 12 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
46
Holders Change
+1
Holders Change %
+2.22%
% of All Funds
1.04%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
20
Reduced
12
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$4.49M
2
AG
Advisor Group
Arizona
+$1.45M
3
Cohen & Steers
Cohen & Steers
New York
+$851K
4
MML Investors Services
MML Investors Services
Massachusetts
+$661K
5
CAN
Cetera Advisor Networks
California
+$424K

Top Sellers

1
GC
Guggenheim Capital
Illinois
-$11.4M
2
Bessemer Group
Bessemer Group
New Jersey
-$3.24M
3
Invesco
Invesco
Georgia
-$1.26M
4
SPC
Sigma Planning Corp
Michigan
-$748K
5
NPC
National Planning Corporation
California
-$655K
Name Holding Trade Value Shares
Change 		Shares
Change %
CAN
26
Cetera Advisor Networks
California
$424K +$424K +19,681 New
APA
27
American Portfolios Advisors
New York
$338K +$338K +15,640 New
OC
28
Oppenheimer & Co
New York
$333K -$8.11K -376 -2%
VF
29
Virtu Financial
New York
$294K -$275K -12,734 -48%
GWM
30
Geneos Wealth Management
Colorado
$263K +$28.2K +1,308 +12%
LPL Financial
31
LPL Financial
California
$235K -$298K -13,798 -56%
RIA
32
RPG Investment Advisory
California
$226K +$9.73K +450 +5%
Cetera Investment Advisers
33
Cetera Investment Advisers
Illinois
$224K – – –
BF
34
BOK Financial
Oklahoma
$202K +$202K +9,369 New
IA
35
IFP Advisors
Florida
$193K -$26.3K -1,220 -12%
Northwestern Mutual Wealth Management
36
Northwestern Mutual Wealth Management
Wisconsin
$192K – – –
IWM
37
IHT Wealth Management
Illinois
$129K +$129K +5,910 New
SP
38
SWS Partners
Ohio
$129K +$129K +6,000 New
Citigroup
39
Citigroup
New York
$75K – – –
ASN
40
Advisory Services Network
Georgia
$58K +$58K +2,706 New
Manulife (Manufacturers Life Insurance)
41
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$29K +$729 +34 +3%
SWP
42
Stratos Wealth Partners
Ohio
$19K +$19K +901 New
JCM
43
Jacobi Capital Management
Pennsylvania
$9K +$157 +7 +2%
TDC
44
Thompson Davis & Co
Virginia
$4K – – –
SPIA
45
Steward Partners Investment Advisory
New York
$3K – – –
FGC
46
Financial Gravity Companies
Texas
$3K +$3K +162 New
GC
47
Guggenheim Capital
Illinois
– -$11.4M -533,050 Closed
Bessemer Group
48
Bessemer Group
New Jersey
– -$3.24M -151,975 Closed
NPC
49
National Planning Corporation
California
– -$655K -30,734 Closed
CIBC Private Wealth Group
50
CIBC Private Wealth Group
Georgia
– -$628K -29,500 Closed
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