Guggenheim Strategic Opportunities Fund
34 hedge funds and large institutions have $41.9M invested in Guggenheim Strategic Opportunities Fund in 2015 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 10 reducing their positions, and 2 closing their positions.
150% more first-time investments, than exits
New positions opened: 5 | Existing positions closed: 2
20% more repeat investments, than reductions
Existing positions increased: 12 | Existing positions reduced: 10
13% more capital invested
Capital invested by funds: $37.2M → $41.9M (+$4.68M)
6% more funds holding
Funds holding: 32 → 34 (+2)
1.46% more ownership
Funds ownership: 9.46% → 10.93% (+1.5%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Bessemer Group
Woodbridge,
New Jersey
|
+$4.05M |
| 2 |
Morgan Stanley
New York
|
+$2.58M |
| 3 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
+$699K |
| 4 |
UR
USCA RIA
Houston,
Texas
|
+$474K |
| 5 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$333K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
-$1.4M |
| 2 |
Bank of America
Charlotte,
North Carolina
|
-$667K |
| 3 |
DA
Doliver Advisors
Houston,
Texas
|
-$494K |
| 4 |
Wells Fargo
San Francisco,
California
|
-$254K |
| 5 |
Goldman Sachs
New York
|
-$239K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
Citigroup
New York
| $62K | – | – | – |
|
|
AWM
27
Avior Wealth Management
Omaha,
Nebraska
| $46K | – | – | – |
|
|
BAM
28
Bruderman Asset Management
Locust Valley,
New York
| $43K | – | – | – |
|
29
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| $31K | -$9.41K | -500 | -23% |
|
30
Deutsche Bank
Frankfurt Am Main Ge,
Germany
| $26K | +$828 | +44 | +3% |
|
|
WEC
31
Winslow Evans & Crocker
Boston,
Massachusetts
| $16.1K | – | – | – |
|
|
WCM
32
Windsor Capital Management
Phoenix,
Arizona
| $7K | +$7.59K | +403 | New |
|
33
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
| $6K | +$6.78K | +360 | New |
|
|
TDC
34
Thompson Davis & Co
Richmond,
Virginia
| $4K | – | – | – |
|
|
NFG
35
Next Financial Group
Houston,
Texas
| $2K | – | – | – |
|
|
36
Goldman Sachs
New York
| – | -$239K | -12,017 | Closed |
|
|
TRCT
37
Tower Research Capital (TRC)
New York
| – | -$59K | -2,959 | Closed |
|
GOF Hedge Fund Activity: Q3 2015 in Review
34 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Strategic Opportunities Fund (GOF) for Q3 2015, worth a combined $41.9M — up 13% from $37.2M a quarter earlier.
Buyers outnumbered sellers: 5 funds opened new GOF positions and 2 closed out — a net gain of 3 holders — while 12 added to existing stakes and 10 trimmed.
The largest buyer was Bessemer Group, opening a new position worth an estimated $4.05M. The largest seller was Cambridge Investment Research Advisors, cutting an estimated $1.4M.
- 34 institutional investors held Guggenheim Strategic Opportunities Fund (GOF) as of Q3 2015, up from 32 in Q2 2015.
- Funds reported $41.9M of Guggenheim Strategic Opportunities Fund stock for Q3 2015, up 13% quarter-over-quarter.
- 5 funds opened new Guggenheim Strategic Opportunities Fund positions in Q3 2015 and 2 closed out, a net change of +3 holders.
- The largest Guggenheim Strategic Opportunities Fund buyer in Q3 2015 was Bessemer Group, an estimated $4.05M added.
- The largest Guggenheim Strategic Opportunities Fund seller in Q3 2015 was Cambridge Investment Research Advisors, an estimated $1.4M sold.
Based on aggregated 13F filings for Q3 2015.