Gladstone Capital
GLAD
61 hedge funds and large institutions have $29.2M invested in Gladstone Capital in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 19 increasing their positions, 24 reducing their positions, and 17 closing their positions.
16% less funds holding
Funds holding: 73 → 61 (-12)
21% less repeat investments, than reductions
Existing positions increased: 19 | Existing positions reduced: 24
31% less capital invested
Capital invested by funds: $42.1M → $29.2M (-$12.9M)
44% less call options, than puts
Call options by funds: $193K | Put options by funds: $345K
71% less first-time investments, than exits
New positions opened: 5 | Existing positions closed: 17
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AAM
Advisors Asset Management
Monument,
Colorado
|
+$1.58M |
| 2 |
Norges Bank
Oslo,
Norway
|
+$1.07M |
| 3 |
Millennium Management
New York
|
+$328K |
| 4 |
Jane Street
New York
|
+$178K |
| 5 |
Invesco
Atlanta,
Georgia
|
+$163K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Northern Trust
Chicago,
Illinois
|
-$1.95M |
| 2 |
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
-$1.52M |
| 3 |
Morgan Stanley
New York
|
-$1.25M |
| 4 |
PP
Paloma Partners
Greenwich,
Connecticut
|
-$910K |
| 5 |
BCM
Bridgeway Capital Management
Houston,
Texas
|
-$871K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
76
Barclays
London,
United Kingdom
| – | -$47K | -2,380 | Closed |
|
77
Bank of Montreal
Toronto,
Ontario, Canada
| – | -$5K | -260 | Closed |
|
78
BNP Paribas Financial Markets
Paris,
France
| – | -$1.91K | -95 | Closed |
|
GLAD Hedge Fund Activity: Q3 2014 in Review
61 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in Gladstone Capital (GLAD) for Q3 2014, worth a combined $29.2M — down 31% from $42.1M a quarter earlier.
Sellers outnumbered buyers: 17 funds closed out of GLAD and 5 opened new positions — a net loss of 12 holders — while 24 trimmed existing stakes and 19 added.
The largest buyer was Advisors Asset Management, adding an estimated $1.58M. The largest seller was Northern Trust, exiting entirely with an estimated $1.95M sold.
- 61 institutional investors held Gladstone Capital (GLAD) as of Q3 2014, down from 73 in Q2 2014.
- Funds reported $29.2M of Gladstone Capital stock for Q3 2014, down 31% quarter-over-quarter.
- 5 funds opened new Gladstone Capital positions in Q3 2014 and 17 closed out, a net change of -12 holders.
- The largest Gladstone Capital buyer in Q3 2014 was Advisors Asset Management, an estimated $1.58M added.
- The largest Gladstone Capital seller in Q3 2014 was Northern Trust, an estimated $1.95M sold.
Based on aggregated 13F filings for Q3 2014.