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First Trust Utilities AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AWMS
101
Advocacy Wealth Management Services
Georgia
$9K -$6.15K -226 -40%
MSFP
102
Mark Sheptoff Financial Planning
Connecticut
$8K +$27 +1 +0.4%
FCMT
103
Founders Capital Management (Texas)
Texas
$8K +$8.17K +300 New
BRC
104
Bell Rock Capital
Delaware
$7K – – –
HI
105
Hudock Inc
Pennsylvania
$7K – – –
TIM
106
Tortoise Investment Management
New York
$7K – – –
HA
107
Hays Advisory
Tennessee
– -$17.6M -657,437 Closed
Citadel Advisors
108
Citadel Advisors
Florida
– -$4.93M -184,483 Closed
FHA
109
First Horizon Advisors
Tennessee
– -$3.62M -140,239 Closed
VFA
110
Voya Financial Advisors
Connecticut
– -$637K -23,659 Closed
FHC
111
First Heartland Consultants
Missouri
– -$583K -21,829 Closed
MFBTD
112
MB Financial Bank - Trust Department
Illinois
– -$345K -12,902 Closed
VAM
113
Visionary Asset Management
Texas
– -$320K -11,981 Closed
PMFA
114
Plante Moran Financial Advisors
Michigan
– -$89K -3,330 Closed
HIIFS
115
Harel Insurance Investments & Financial Services
Israel
– -$43K -1,600 Closed
IPC
116
Independent Portfolio Consultants
Florida
– -$31K -1,170 Closed
CFA
117
Camarda Financial Advisors
Florida
– -$21K -801 Closed
US Bancorp
118
US Bancorp
Minnesota
– -$8K -296 Closed