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First Trust Utilities AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BRWM
51
B. Riley Wealth Management
Tennessee
$90K +$69.9K +2,921 +409%
MAS
52
Madden Advisory Services
Florida
$66K
US Bancorp
53
US Bancorp
Minnesota
$62K +$59.9K +2,503 New
MFS
54
MSI Financial Services
Massachusetts
$47K +$766 +32 +2%
NFG
55
Next Financial Group
Texas
$47K +$19.1K +800 +73%
WA
56
WFG Advisors
Texas
$38K +$18.7K +782 +104%
Walleye Trading
57
Walleye Trading
New York
$26K -$348K -14,535 -93%
NPC
58
National Planning Corporation
California
$24.8K +$23.9K +1,000 New
NES
59
New England Securities
New York
$24K -$8.93K -373 -28%
WEC
60
Winslow Evans & Crocker
Massachusetts
$23.6K
BWA
61
Burt Wealth Advisors
Maryland
$18K +$17K +711 New
RIA
62
Regal Investment Advisors
Michigan
$16K
WRM
63
Westport Resources Management
Connecticut
$12K +$12K +500 New
PNC Financial Services Group
64
PNC Financial Services Group
Pennsylvania
$9K +$8.28K +346 New
TIM
65
Tortoise Investment Management
New York
$6K
Susquehanna International Group
66
Susquehanna International Group
Pennsylvania
-$2.2M -92,112 Closed
Jane Street
67
Jane Street
New York
-$1.42M -62,930 Closed
VF
68
Virtu Financial
New York
-$734K -32,429 Closed
VKH
69
Virtu KCG Holdings
New York
-$388K -17,127 Closed
Citadel Advisors
70
Citadel Advisors
Florida
-$343K -15,160 Closed
SG Americas Securities
71
SG Americas Securities
New York
-$269K -11,867 Closed
BC
72
Bartlett & Co
Ohio
-$20K -900 Closed
Citigroup
73
Citigroup
New York
-$1K -41 Closed
Parallax Volatility Advisers
74
Parallax Volatility Advisers
California
+$24 +1 New