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First Trust Utilities AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BRWA
26
B. Riley Wealth Advisors
Florida
$326K -$15.8K -700 -5%
Walleye Trading
27
Walleye Trading
New York
$245K +$43.2K +1,915 +21%
ONB
28
Old National Bancorp
Indiana
$230K -$41.5K -1,840 -15%
FIM
29
Freedom Investment Management
Connecticut
$227K -$239K -10,572 -53%
CA
30
Cetera Advisors
Colorado
$226K +$13.3K +589 +6%
AIG
31
American International Group
New York
$222K -$1.63K -72 -0.7%
Citigroup
32
Citigroup
New York
$168K -$24.4K -1,081 -13%
MFS
33
MSI Financial Services
Massachusetts
$94K +$11.7K +517 +14%
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$90K
TRCT
35
Tower Research Capital (TRC)
New York
$76K -$203K -9,011 -73%
MAS
36
Madden Advisory Services
Florida
$59K
AP
37
Advisors Preferred
Maryland
$33K +$32.8K +1,455 New
WEC
38
Winslow Evans & Crocker
Massachusetts
$21.5K
JFGIW
39
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$18K +$1.01K +45 +6%
BWA
40
Burt Wealth Advisors
Maryland
$16K
TIM
41
Tortoise Investment Management
New York
$6K
Manulife (Manufacturers Life Insurance)
42
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$5K +$45 +2 +0.9%
Thrivent Financial for Lutherans
43
Thrivent Financial for Lutherans
Minnesota
$2K +$2.14K +95 New
Jane Street
44
Jane Street
New York
-$974K -44,252 Closed
SG Americas Securities
45
SG Americas Securities
New York
-$761K -34,586 Closed
Citadel Advisors
46
Citadel Advisors
Florida
-$630K -28,635 Closed
TH
47
Timber Hill
Connecticut
-$625K -28,423 Closed
TFA
48
Transamerica Financial Advisors
Florida
-$149K -6,771 Closed
NFG
49
Next Financial Group
Texas
-$27K -1,250 Closed
W
50
Wealthfront
California
-$19K -877 Closed