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First Trust Energy AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SAM
76
Secure Asset Management
Michigan
$701K +$622K +43,998 New
MA
77
Mutual Advisors
Nebraska
$697K +$618K +43,727 New
AC
78
Anson Capital
Georgia
$684K +$329K +23,267 +118%
MWM
79
MinichMacGregor Wealth Management
New York
$679K +$603K +42,624 New
CIBC World Market
80
CIBC World Market
Ontario, Canada
$643K -$72.2K -5,111 -11%
LS
81
Leelyn Smith
Illinois
$624K +$16.1K +1,142 +3%
BRWA
82
B. Riley Wealth Advisors
Florida
$598K +$266K +18,848 +101%
PNC Financial Services Group
83
PNC Financial Services Group
Pennsylvania
$581K +$235K +16,625 +84%
CAN
84
Claraphi Advisory Network
United States
$553K +$491K +34,738 New
SCA
85
Snowden Capital Advisors
New York
$511K +$55.9K +3,958 +14%
1W
86
1776 Wealth
Georgia
$509K -$17K -1,200 -4%
MOS
87
MGO One Seven
Ohio
$509K +$452K +31,955 New
WS
88
Wedbush Securities
California
$460K +$408K +28,869 New
PAG
89
Private Advisory Group
Washington
$432K +$384K +27,141 New
AFM
90
Andesa Financial Management
Pennsylvania
$423K +$375K +26,500 New
CCA
91
Cottonwood Capital Advisors
Utah
$420K -$1.85K -131 -0.5%
HIS
92
Harvest Investment Services
Illinois
$403K +$147K +10,423 +70%
GTAM
93
Global Trust Asset Management
Florida
$403K +$177K +12,535 +98%
Northwestern Mutual Wealth Management
94
Northwestern Mutual Wealth Management
Wisconsin
$396K +$131K +9,263 +59%
FPGK
95
Financial Partners Group (Kansas)
Kansas
$377K
AWA
96
Arkadios Wealth Advisors
Georgia
$375K +$333K +23,529 New
SAM
97
SignalPoint Asset Management
Missouri
$374K -$15.7K -1,111 -5%
LFAS
98
Level Four Advisory Services
Texas
$373K -$90K -6,365 -21%
IWM
99
IHT Wealth Management
Illinois
$348K +$163K +11,554 +112%
AWM
100
Axxcess Wealth Management
California
$340K +$76.5K +5,410 +34%