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First Trust Energy AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RFM
76
Royal Fund Management
Florida
$12K -$1.6K -99 -12%
VIA
77
Vantage Investment Advisors
Pennsylvania
$12K +$11.5K +714 New
CF
78
Centaurus Financial
California
$11K +$10.6K +656 New
FCMT
79
Founders Capital Management (Texas)
Texas
$10K – – –
TFA
80
Transamerica Financial Advisors
Florida
$9K – – –
WP
81
WealthShield Partners
North Carolina
$9K – – –
NC
82
NewSquare Capital
Pennsylvania
$7K – – –
William Blair & Company
83
William Blair & Company
Illinois
$7K – – –
JP Morgan Chase
84
JP Morgan Chase
New York
$5K – – –
WAP
85
Wealthcare Advisory Partners
Pennsylvania
$5K +$5.03K +311 New
GRP
86
Global Retirement Partners
California
$3K – – –
FGAM
87
Financial Gravity Asset Management
Texas
$2K – – –
MWM
88
Merriman Wealth Management
Washington
– -$2.22M -154,611 Closed
Jane Street
89
Jane Street
New York
– -$649K -45,129 Closed
TSS
90
Two Sigma Securities
New York
– -$319K -22,229 Closed
Citadel Advisors
91
Citadel Advisors
Florida
– -$211K -14,657 Closed
CDIA
92
Capital Directions Investment Advisors
Georgia
– -$93K -6,505 Closed
RFWA
93
RPg Family Wealth Advisory
Massachusetts
– -$46.7K -3,251 Closed
Parallax Volatility Advisers
94
Parallax Volatility Advisers
California
– -$23.9K -1,480 -100%
Fifth Third Bancorp
95
Fifth Third Bancorp
Ohio
– -$5K -378 Closed
Carson Wealth (CWM LLC)
96
Carson Wealth (CWM LLC)
Nebraska
– -$5K -334 Closed
HCC
97
Hirtle Callaghan & Co
Pennsylvania
– -$1K -72 Closed