Parallax Volatility Advisers’s First Trust Energy AlphaDEX Fund FXN Stock Holding History

Parallax Volatility Advisers’s Portfolio FXN Stock Details FXN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-1	Closed	–	–	2728
2019 Q2	$0	Hold	1	–	–	﹤0.01%	2973
2019 Q1	$0	Hold	1	–	–	﹤0.01%	3195
2018 Q4	$0	Hold	1	–	–	﹤0.01%	3256
2018 Q3	$0	Hold	1	–	–	﹤0.01%	2913
2018 Q2	$0	Sell	1 -1,480	-100%	-$23.9K	﹤0.01%	2516
2018 Q1	$21K	Buy	1,481 +1,480	+148,000%	+$21.8K	﹤0.01%	1707
2017 Q4	$0	Hold	1	–	–	﹤0.01%	4280
2017 Q3	$0	Hold	1	–	–	﹤0.01%	2494
2017 Q2	$0	Hold	1	–	–	﹤0.01%	2849
2017 Q1	$0	Hold	1	–	–	﹤0.01%	3922
2016 Q4	$0	Hold	1	–	–	﹤0.01%	3429
2016 Q3	$0	Hold	1	–	–	﹤0.01%	3234
2016 Q2	$0	Hold	1	–	–	﹤0.01%	2852
2016 Q1	$0	Hold	1	–	–	﹤0.01%	2908
2015 Q4	$0	Hold	1	–	–	﹤0.01%	3223
2015 Q3	$0	Hold	1	–	–	﹤0.01%	3304
2015 Q2	$0	Hold	1	–	–	﹤0.01%	4047
2015 Q1	$0	Hold	1	–	–	﹤0.01%	4757
2014 Q4	$0	Buy	+1	New	+$23	﹤0.01%	5298

Other funds holding FXN

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

LFAS

Level Four Advisory Services Dallas, Texas $3.05B AUM 23.96% 1-Year Est. Return

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

Parallax Volatility Advisers's FXN Position: Q3 2019 in Review

Parallax Volatility Advisers sold out of First Trust Energy AlphaDEX Fund (FXN) in Q3 2019, closing a stake of 1 share.

Parallax Volatility Advisers first reported a position in FXN in Q4 2014 and held it in 19 quarters. The position peaked at $21K in Q1 2018. 64 funds tracked by Wall St. Rank hold FXN as of Q3 2019.

Parallax Volatility Advisers reported no remaining First Trust Energy AlphaDEX Fund position as of Q3 2019 after selling out during the quarter.
Parallax Volatility Advisers sold 1 First Trust Energy AlphaDEX Fund share in Q3 2019.
Parallax Volatility Advisers first reported a position in First Trust Energy AlphaDEX Fund in Q4 2014 and held it in 19 quarters.
Parallax Volatility Advisers's First Trust Energy AlphaDEX Fund position peaked at $21K in Q1 2018.
64 funds tracked by Wall St. Rank held First Trust Energy AlphaDEX Fund as of Q3 2019.

Based on Parallax Volatility Advisers's 13F filing for Q3 2019, filed 14 Nov 2019.