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First Trust Energy AlphaDEX Fund
FXN

Name Holding Trade Value Shares
Change 		Change in
Stake
D.E. Shaw & Co
51
D.E. Shaw & Co
New York
$248K +$4.69K +288 +2%
IWM
52
IHT Wealth Management
Illinois
$246K +$243K +14,923 New
TRCT
53
Tower Research Capital (TRC)
New York
$238K -$1.33M -81,858 -85%
LFAS
54
Level Four Advisory Services
Texas
$233K -$17.9K -1,101 -7%
HA
55
HFG Advisors
Ohio
$226K – – –
KPWS
56
Kestra Private Wealth Services
Texas
$198K +$65 +4 +0%
MC
57
Moors & Cabot
Massachusetts
$196K +$196 +12 +0.1%
VDC
58
Van Diest Capital
Iowa
$193K +$191K +11,692 New
DADC
59
D.A. Davidson & Co
Montana
$180K -$6.19K -380 -3%
WE
60
Wealth Effects
Massachusetts
$173K – – –
NS
61
NBC Securities
Alabama
$169K -$6.16K -378 -4%
Northwestern Mutual Wealth Management
62
Northwestern Mutual Wealth Management
Wisconsin
$167K -$209K -12,846 -56%
GWP
63
Gateway Wealth Partners
Wisconsin
$166K -$28.1K -1,727 -15%
KFAS
64
Keating Financial Advisory Services
Kansas
$145K +$143K +8,793 New
PNC Financial Services Group
65
PNC Financial Services Group
Pennsylvania
$139K -$15.5K -953 -10%
HHCP
66
Hilton Head Capital Partners
South Carolina
$128K +$127K +7,777 New
RFG
67
REAP Financial Group
Texas
$124K -$37.7K -2,312 -23%
GRP
68
Global Retirement Partners
California
$107K -$18.8K -1,153 -15%
NWM
69
Nova Wealth Management
Florida
$104K -$39.8K -2,441 -28%
SPIA
70
Steward Partners Investment Advisory
New York
$95.3K -$16.3K -1,002 -15%
GWM
71
Geneos Wealth Management
Colorado
$85.6K -$6.36K -390 -7%
IA
72
IFP Advisors
Florida
$82.1K +$456 +28 +0.6%
RWM
73
RMG Wealth Management
Wisconsin
$80K +$11K +677 New
Rockefeller Capital Management
74
Rockefeller Capital Management
New York
$79K +$20.4K +1,250 +35%
Carson Wealth (CWM LLC)
75
Carson Wealth (CWM LLC)
Nebraska
$71K +$16 +1 +0%
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