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First Trust Energy AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Susquehanna International Group
51
Susquehanna International Group
Pennsylvania
$776K +$791K +46,484 New
AWM
52
AE Wealth Management
Kansas
$756K -$77.9K -4,577 -9%
KNW
53
Kesler Norman & Wride
Utah
$743K -$1.79K -105 -0.2%
CAG
54
Csenge Advisory Group
Florida
$737K -$110K -6,452 -13%
Truist Financial
55
Truist Financial
North Carolina
$735K -$4.81M -282,388 -87%
SPC
56
Sigma Planning Corp
Michigan
$703K -$901K -52,913 -56%
OIA
57
OneDigital Investment Advisors
Kansas
$696K -$23K -1,351 -3%
IA
58
IFP Advisors
Florida
$674K -$159K -9,355 -19%
Thrivent Financial for Lutherans
59
Thrivent Financial for Lutherans
Minnesota
$664K -$4.54K -267 -0.7%
IFG
60
Independent Financial Group
California
$657K -$186K -10,924 -22%
IAIM
61
International Assets Investment Management
Florida
$624K +$636K +37,365 New
JCFM
62
JBR Co Financial Management
Oklahoma
$621K +$633K +37,186 New
Renaissance Technologies
63
Renaissance Technologies
New York
$604K +$436K +25,600 +242%
TI
64
Trexquant Investment
Connecticut
$587K +$293K +17,199 +96%
MCM
65
Monument Capital Management
Virginia
$545K +$69.1K +4,057 +14%
D.E. Shaw & Co
66
D.E. Shaw & Co
New York
$541K +$552K +32,399 New
CA
67
Cetera Advisors
Colorado
$539K +$38K +2,233 +7%
SPIA
68
Steward Partners Investment Advisory
New York
$525K -$7.03K -413 -1%
Jane Street
69
Jane Street
New York
$515K +$526K +30,873 New
Bank of New York Mellon
70
Bank of New York Mellon
New York
$509K +$11.4K +671 +2%
CF
71
Centaurus Financial
California
$503K -$5.28K -310 -1%
SFPG
72
Stonebridge Financial Planning Group
Florida
$469K -$549K -32,279 -53%
RFWA
73
RPg Family Wealth Advisory
Massachusetts
$462K +$41.7K +2,450 +10%
CFD
74
Creative Financial Designs
Indiana
$443K +$7.93K +466 +2%
GAA
75
Global Assets Advisory
Florida
$399K +$4.92K +289 +1%