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First Trust Health Care AlphaDEX Fund
FXH

143 hedge funds and large institutions have $477M invested in First Trust Health Care AlphaDEX Fund in 2017 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 41 increasing their positions, 46 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 18

9% more funds holding

Funds holding: 131 → 143 (+12)

2.31% less ownership

Funds ownership: 49.6% → 47.29% (-2.3%)

8% less capital invested

Capital invested by funds: $517M → $477M (-$39.6M)

11% less repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 46

85% less call options, than puts

Call options by funds: $1.34M | Put options by funds: $9.07M

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
143
Holders Change
+12
Holders Change %
+9.16%
% of All Funds
3.24%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
30
Increased
41
Reduced
46
Closed
18
Calls
$1.34M
Puts
$9.07M
Net Calls
-$7.73M
Net Calls Change
-$4.36M

Top Buyers

1
Ameriprise
Ameriprise
Minnesota
+$2.27M
2
Bank of America
Bank of America
North Carolina
+$2.04M
3
CS
Credit Suisse
Switzerland
+$1.97M
4
SG Americas Securities
SG Americas Securities
New York
+$1.32M
5
SCP
Syntal Capital Partners
Texas
+$1.23M

Top Sellers

1
Goldman Sachs
Goldman Sachs
New York
-$22.7M
2
Wells Fargo
Wells Fargo
California
-$11.2M
3
Morgan Stanley
Morgan Stanley
New York
-$7.38M
4
LPL Financial
LPL Financial
California
-$7.16M
5
BTS
BB&T Securities
Virginia
-$5.44M
Name Holding Trade Value Shares
Change 		Change in
Stake
AA
101
Advisory Alpha
Michigan
$98K +$89.5K +1,311 New
VFA
102
Valeo Financial Advisors
Indiana
$97K – – –
IWM
103
IHT Wealth Management
Illinois
$90K +$40.6K +594 +90%
SSB
104
Sandy Spring Bank
Maryland
$84K – – –
ASN
105
Advisory Services Network
Georgia
$67K +$546 +8 +0.8%
Bank of Montreal
106
Bank of Montreal
Ontario, Canada
$63K – – –
MOS
107
MGO One Seven
Ohio
$61K +$59.2K +867 New
RFWA
108
RPg Family Wealth Advisory
Massachusetts
$60K -$10.9K -160 -16%
AIM
109
Advantage Investment Management
Iowa
$53K – – –
FDCDDQ
110
Federation des caisses Desjardins du Quebec
Quebec, Canada
$48.9K -$10.2K -150 -18%
HNB
111
Huntington National Bank
Ohio
$46K – – –
WIM
112
Westside Investment Management
California
$44.3K – – –
BCP
113
Blackhawk Capital Partners
Wisconsin
$43K +$42.3K +620 New
SIM
114
Sonora Investment Management
Arizona
$37.7K +$36.9K +540 New
PFGIA
115
Patriot Financial Group Insurance Agency
Massachusetts
$36K – – –
WAP
116
Wealthcare Advisory Partners
Pennsylvania
$36K – – –
Northwestern Mutual Wealth Management
117
Northwestern Mutual Wealth Management
Wisconsin
$33K – – –
Manulife (Manufacturers Life Insurance)
118
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$31K -$205 -3 -0.7%
CFA
119
Carroll Financial Associates
North Carolina
$27K -$10.2K -150 -28%
MWM
120
MinichMacGregor Wealth Management
New York
$27K – – –
KF
121
Krilogy Financial
Missouri
$26K – – –
TIM
122
Tortoise Investment Management
New York
$24K – – –
BTIS
123
BB&T Investment Services
North Carolina
$24K +$9.77K +143 +72%
GFP
124
Gryphon Financial Partners
Ohio
$22K +$21.1K +309 New
BWA
125
Burt Wealth Advisors
Maryland
$21K – – –
3 4
5
6 7

FXH Hedge Fund Activity: Q4 2017 in Review

143 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in First Trust Health Care AlphaDEX Fund (FXH) for Q4 2017, worth a combined $477M — down 7.7% from $517M a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new FXH positions and 18 closed out — a net gain of 12 holders — while 41 added to existing stakes and 46 trimmed.

The largest buyer was Ameriprise, adding an estimated $2.27M. The largest seller was Goldman Sachs, cutting an estimated $22.7M.

  • 143 institutional investors held First Trust Health Care AlphaDEX Fund (FXH) as of Q4 2017, up from 131 in Q3 2017.
  • Funds reported $477M of First Trust Health Care AlphaDEX Fund stock for Q4 2017, down 7.7% quarter-over-quarter.
  • 30 funds opened new First Trust Health Care AlphaDEX Fund positions in Q4 2017 and 18 closed out, a net change of +12 holders.
  • The largest First Trust Health Care AlphaDEX Fund buyer in Q4 2017 was Ameriprise, an estimated $2.27M added.
  • The largest First Trust Health Care AlphaDEX Fund seller in Q4 2017 was Goldman Sachs, an estimated $22.7M sold.

Based on aggregated 13F filings for Q4 2017.