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First Trust Health Care AlphaDEX Fund

130 hedge funds and large institutions have $522M invested in First Trust Health Care AlphaDEX Fund in 2016 Q2 according to their latest regulatory filings, with 15 funds opening new positions, 34 increasing their positions, 58 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 12

12% more ownership

Funds ownership: 33.79%45.79% (+12%)

1% more funds holding

Funds holding: 129130 (+1)

21% less capital invested

Capital invested by funds: $658M → $522M (-$137M)

41% less repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 58

67% less funds holding in top 10

Funds holding in top 10: 31 (-2)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $8.24M

Holders
130
Holders Change
+1
Holders Change %
+0.78%
% of All Funds
3.47%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.03%
New
15
Increased
34
Reduced
58
Closed
12
Calls
Puts
$8.24M
Net Calls
-$8.24M
Net Calls Change
-$3.34M
Name Holding Trade Value Shares
Change
Change in
Stake
HI
101
Hudock Inc
Pennsylvania
$35K -$2.09K -36 -6%
LWCFA
102
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$31K -$13.3K -230 -30%
Manulife (Manufacturers Life Insurance)
103
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$29K +$7.82K +135 +37%
MWM
104
MinichMacGregor Wealth Management
New York
$23K +$23.2K +400 New
KF
105
Krilogy Financial
Missouri
$22K +$21.4K +370 New
JFGIW
106
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$20K
TIM
107
Tortoise Investment Management
New York
$20K
BWA
108
Burt Wealth Advisors
Maryland
$18K
Northwestern Mutual Wealth Management
109
Northwestern Mutual Wealth Management
Wisconsin
$18K
CFA
110
Carroll Financial Associates
North Carolina
$17K
TFA
111
Transamerica Financial Advisors
Florida
$16K -$84.7K -1,462 -84%
LWA
112
Lowe Wealth Advisors
Maryland
$14K
RAM
113
Riggs Asset Management
Pennsylvania
$13K
BIG
114
Bellwether Investment Group
Tennessee
$13K +$12.9K +223 New
Carson Wealth (CWM LLC)
115
Carson Wealth (CWM LLC)
Nebraska
$12K +$1.85K +32 +19%
MA
116
MCF Advisors
Kentucky
$11K
ECM
117
Exchange Capital Management
Michigan
$11K +$10.8K +187 New
CG
118
Cutler Group
California
$9K +$5.79K +100 +149%
MFW
119
Mosaic Family Wealth
Missouri
$7K
FFC
120
First Financial Corp
Indiana
$5K -$481K -8,295 -99%
Thrivent Financial for Lutherans
121
Thrivent Financial for Lutherans
Minnesota
$5K -$15.1K -260 -78%
JFA
122
JNBA Financial Advisors
Minnesota
$4K
NC
123
NewSquare Capital
Pennsylvania
$4K
WI
124
Wintrust Investments
Illinois
$4K +$791K +13,646 New
LWM
125
LBA Wealth Management
Florida
$3K

FXH Hedge Fund Activity: Q2 2016 in Review

130 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Health Care AlphaDEX Fund (FXH) for Q2 2016, worth a combined $522M — down 21% from $658M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new FXH positions and 12 closed out — a net gain of 3 holders — while 34 added to existing stakes and 58 trimmed.

The largest buyer was United Capital Financial Advisors, adding an estimated $10M. The largest seller was Morgan Stanley, cutting an estimated $56.1M.

  • 130 institutional investors held First Trust Health Care AlphaDEX Fund (FXH) as of Q2 2016, up from 129 in Q1 2016.
  • Funds reported $522M of First Trust Health Care AlphaDEX Fund stock for Q2 2016, down 21% quarter-over-quarter.
  • 15 funds opened new First Trust Health Care AlphaDEX Fund positions in Q2 2016 and 12 closed out, a net change of +3 holders.
  • The largest First Trust Health Care AlphaDEX Fund buyer in Q2 2016 was United Capital Financial Advisors, an estimated $10M added.
  • The largest First Trust Health Care AlphaDEX Fund seller in Q2 2016 was Morgan Stanley, an estimated $56.1M sold.

Based on aggregated 13F filings for Q2 2016.