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First Trust Health Care AlphaDEX Fund

216 hedge funds and large institutions have $795M invested in First Trust Health Care AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 65 increasing their positions, 67 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 13 (+2)

5% more capital invested

Capital invested by funds: $758M → $795M (+$36.7M)

0.89% more ownership

Funds ownership: 49.8%50.7% (+0.89%)

0% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 16

1% less funds holding

Funds holding: 218216 (-2)

3% less repeat investments, than reductions

Existing positions increased: 65 | Existing positions reduced: 67

73% less call options, than puts

Call options by funds: $1.38M | Put options by funds: $5.18M

Holders
216
Holders Change
-2
Holders Change %
-0.92%
% of All Funds
3.78%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.05%
New
16
Increased
65
Reduced
67
Closed
16
Calls
$1.38M
Puts
$5.18M
Net Calls
-$3.8M
Net Calls Change
-$4.77M
Name Holding Trade Value Shares
Change
Change in
Stake
CW
51
CreativeOne Wealth
Kansas
$1.7M +$1.48M +12,124 +557%
BPA
52
Beacon Pointe Advisors
California
$1.62M -$115K -938 -6%
FPGK
53
Financial Partners Group (Kansas)
Kansas
$1.61M -$21.8K -178 -1%
PCH
54
PGIM Custom Harvest
New Jersey
$1.57M -$11K -90 -0.4%
CA
55
Cetera Advisors
Colorado
$1.5M +$205K +1,676 +15%
RJT
56
Raymond James Trust
Florida
$1.46M -$8.57K -70 -0.6%
UCFA
57
United Capital Financial Advisors
Texas
$1.46M +$96.9K +792 +7%
OC
58
Oppenheimer & Co
New York
$1.43M -$1.1K -9 -0.1%
Citadel Advisors
59
Citadel Advisors
Florida
$1.41M -$3.96M -32,390 -73%
JP Morgan Chase
60
JP Morgan Chase
New York
$1.4M -$6.12M -50,000 -81%
LFAS
61
Level Four Advisory Services
Texas
$1.4M -$807K -6,590 -36%
IFG
62
Independent Financial Group
California
$1.39M -$2.33K -19 -0.2%
BRWA
63
B. Riley Wealth Advisors
Florida
$1.39M +$19K +155 +1%
SCA
64
Snowden Capital Advisors
New York
$1.39M +$18.8K +154 +1%
WI
65
Wintrust Investments
Illinois
$1.36M -$979 -8 -0.1%
PFS
66
Prospera Financial Services
Texas
$1.34M +$24.5K +200 +2%
CFD
67
Creative Financial Designs
Indiana
$1.33M -$6.24K -51 -0.5%
LSPW
68
Lake Street Private Wealth
Illinois
$1.33M -$612 -5 -0%
KPWS
69
Kestra Private Wealth Services
Texas
$1.28M +$106K +862 +9%
APA
70
American Portfolios Advisors
New York
$1.26M +$8.81K +72 +0.7%
SAM
71
SignalPoint Asset Management
Missouri
$1.14M -$734 -6 -0.1%
JAWM
72
J. Arnold Wealth Management
Ohio
$1.14M +$275K +2,249 +31%
CWA
73
Capital Wealth Alliance
Arizona
$1.13M +$16.9K +138 +1%
GWM
74
Geneos Wealth Management
Colorado
$1.12M -$39.4K -322 -3%
IA
75
IFP Advisors
Florida
$1.11M +$32.8K +268 +3%

FXH Hedge Fund Activity: Q3 2021 in Review

216 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Health Care AlphaDEX Fund (FXH) for Q3 2021, worth a combined $795M — up 4.8% from $758M a quarter earlier.

Fund positioning in FXH was balanced in Q3 2021: 16 funds opened new positions, 16 closed out, 65 added to existing stakes and 67 trimmed.

The largest buyer was J.W. Cole Advisors, opening a new position worth an estimated $13.5M. The largest seller was Goldman Sachs, exiting entirely with an estimated $7.1M sold.

  • 216 institutional investors held First Trust Health Care AlphaDEX Fund (FXH) as of Q3 2021, down from 218 in Q2 2021.
  • Funds reported $795M of First Trust Health Care AlphaDEX Fund stock for Q3 2021, up 4.8% quarter-over-quarter.
  • 16 funds opened new First Trust Health Care AlphaDEX Fund positions in Q3 2021 and 16 closed out, a net change of 0 holders.
  • The largest First Trust Health Care AlphaDEX Fund buyer in Q3 2021 was J.W. Cole Advisors, an estimated $13.5M added.
  • The largest First Trust Health Care AlphaDEX Fund seller in Q3 2021 was Goldman Sachs, an estimated $7.1M sold.

Based on aggregated 13F filings for Q3 2021.