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First Trust Health Care AlphaDEX Fund

201 hedge funds and large institutions have $667M invested in First Trust Health Care AlphaDEX Fund in 2020 Q3 according to their latest regulatory filings, with 24 funds opening new positions, 54 increasing their positions, 82 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 23

0.41% more ownership

Funds ownership: 51.65%52.06% (+0.41%)

0% less funds holding

Funds holding: 202201 (-1)

3% less capital invested

Capital invested by funds: $690M → $667M (-$22.5M)

34% less repeat investments, than reductions

Existing positions increased: 54 | Existing positions reduced: 82

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

94% less call options, than puts

Call options by funds: $2.34M | Put options by funds: $36.9M

Holders
201
Holders Change
-1
Holders Change %
-0.5%
% of All Funds
4.06%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
24
Increased
54
Reduced
82
Closed
23
Calls
$2.34M
Puts
$36.9M
Net Calls
-$34.6M
Net Calls Change
-$26.5M
Name Holding Trade Value Shares
Change
Change in
Stake
VCM
26
Virtue Capital Management
Tennessee
$3.85M -$175K -1,866 -4%
Citigroup
27
Citigroup
New York
$3.51M +$81K +865 +2%
MML Investors Services
28
MML Investors Services
Massachusetts
$3.38M -$10.1M -108,314 -75%
KPW
29
Kore Private Wealth
New York
$3.26M -$136K -1,451 -4%
PAG
30
Private Advisor Group
New Jersey
$3.19M +$346K +3,695 +12%
TRCT
31
Tower Research Capital (TRC)
New York
$3M +$1.53M +16,290 +106%
KAS
32
Kestra Advisory Services
Texas
$2.81M +$2.77M +29,603 New
SPIA
33
Steward Partners Investment Advisory
New York
$2.63M -$121K -1,288 -4%
SFG
34
StrategIQ Financial Group
Indiana
$2.31M -$103K -1,096 -4%
FTS
35
Fifth Third Securities
Ohio
$2.29M +$469K +5,006 +26%
LNC
36
Lincoln National Corp
Pennsylvania
$2.29M +$595K +6,355 +36%
WP
37
WealthPLAN Partners
Nebraska
$2.28M +$39.5K +422 +2%
Susquehanna International Group
38
Susquehanna International Group
Pennsylvania
$1.87M -$1.31M -13,942 -41%
LFAS
39
Level Four Advisory Services
Texas
$1.86M -$34.3K -366 -2%
William Blair & Company
40
William Blair & Company
Illinois
$1.85M +$537K +5,734 +41%
MWM
41
MinichMacGregor Wealth Management
New York
$1.71M +$79.1K +844 +5%
MA
42
Mutual Advisors
Nebraska
$1.63M +$48.1K +514 +3%
Goldman Sachs
43
Goldman Sachs
New York
$1.57M +$1.01M +10,826 +187%
SMG
44
Smart Money Group
Texas
$1.5M -$13.7K -146 -0.9%
AAS
45
Avantax Advisory Services
Texas
$1.47M +$66.8K +713 +5%
SWAG
46
Spectrum Wealth Advisory Group
California
$1.44M +$699K +7,466 +97%
PNC Financial Services Group
47
PNC Financial Services Group
Pennsylvania
$1.39M +$54K +577 +4%
FPGK
48
Financial Partners Group (Kansas)
Kansas
$1.39M -$10.3K -110 -0.7%
BFEC
49
Benjamin F. Edwards & Company
Missouri
$1.37M -$71.5K -763 -5%
BPA
50
Beacon Pointe Advisors
California
$1.33M -$82.4K -880 -6%

FXH Hedge Fund Activity: Q3 2020 in Review

201 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in First Trust Health Care AlphaDEX Fund (FXH) for Q3 2020, worth a combined $667M — down 3.3% from $690M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new FXH positions and 23 closed out — a net gain of 1 holder — while 54 added to existing stakes and 82 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $5.14M. The largest seller was MML Investors Services, cutting an estimated $10.1M.

  • 201 institutional investors held First Trust Health Care AlphaDEX Fund (FXH) as of Q3 2020, down from 202 in Q2 2020.
  • Funds reported $667M of First Trust Health Care AlphaDEX Fund stock for Q3 2020, down 3.3% quarter-over-quarter.
  • 24 funds opened new First Trust Health Care AlphaDEX Fund positions in Q3 2020 and 23 closed out, a net change of +1 holder.
  • The largest First Trust Health Care AlphaDEX Fund buyer in Q3 2020 was Royal Bank of Canada, an estimated $5.14M added.
  • The largest First Trust Health Care AlphaDEX Fund seller in Q3 2020 was MML Investors Services, an estimated $10.1M sold.

Based on aggregated 13F filings for Q3 2020.