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First Trust Health Care AlphaDEX Fund

133 hedge funds and large institutions have $536M invested in First Trust Health Care AlphaDEX Fund in 2016 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 38 increasing their positions, 57 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 13 (+2)

86% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 7

2% more funds holding

Funds holding: 130133 (+3)

1.86% more ownership

Funds ownership: 45.79%47.65% (+1.9%)

3% more capital invested

Capital invested by funds: $522M → $536M (+$14.1M)

33% less repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 57

99% less call options, than puts

Call options by funds: $262K | Put options by funds: $17.7M

Holders
133
Holders Change
+3
Holders Change %
+2.31%
% of All Funds
3.55%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.08%
New
13
Increased
38
Reduced
57
Closed
7
Calls
$262K
Puts
$17.7M
Net Calls
-$17.5M
Net Calls Change
-$9.24M
Name Holding Trade Value Shares
Change
Change in
Stake
NA
26
Navellier & Associates
Nevada
$4.3M +$4.29M +70,626 New
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$4.28M +$12.5K +206 +0.3%
SB
28
Suntrust Banks
Georgia
$4.12M -$155K -2,544 -4%
BFEC
29
Benjamin F. Edwards & Company
Missouri
$3.36M +$116K +1,914 +4%
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$3.15M -$337K -5,535 -10%
Citigroup
31
Citigroup
New York
$3.01M -$188K -3,093 -6%
BFA
32
Beaumont Financial Advisors
Massachusetts
$2.96M -$1.63M -26,882 -36%
HFS
33
HL Financial Services
Kentucky
$2.89M -$1.47M -24,121 -34%
MFS
34
MSI Financial Services
Massachusetts
$2.67M +$581K +9,560 +28%
Susquehanna International Group
35
Susquehanna International Group
Pennsylvania
$2.53M -$699K -11,490 -22%
Stifel Financial
36
Stifel Financial
Missouri
$2.31M -$835K -13,739 -27%
ONB
37
Old National Bancorp
Indiana
$2.13M -$384K -6,310 -15%
Jane Street
38
Jane Street
New York
$2.1M -$47.8K -786 -2%
VKH
39
Virtu KCG Holdings
New York
$2M +$416K +6,849 +26%
WP
40
WealthPLAN Partners
Nebraska
$1.75M -$154K -2,529 -8%
AG
41
Advisor Group
Arizona
$1.56M +$47.4K +779 +3%
Millennium Management
42
Millennium Management
New York
$1.47M +$145K +2,387 +11%
PNC Financial Services Group
43
PNC Financial Services Group
Pennsylvania
$1.47M -$210K -3,457 -13%
FAAS
44
First Allied Advisory Services
California
$1.35M -$256K -4,206 -16%
AI
45
Atria Investments
North Carolina
$1.33M -$149K -2,444 -10%
IAA
46
Ironsides Asset Advisors
North Carolina
$1.3M +$812K +13,350 +168%
IH
47
IFC Holdings
Florida
$1.25M -$972K -15,984 -44%
OC
48
Oppenheimer & Co
New York
$1.14M -$101K -1,667 -8%
WI
49
Wintrust Investments
Illinois
$1.07M +$241K +3,959 +29%
HH
50
Hilltop Holdings
Texas
$1.03M

FXH Hedge Fund Activity: Q3 2016 in Review

133 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Health Care AlphaDEX Fund (FXH) for Q3 2016, worth a combined $536M — up 2.7% from $522M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new FXH positions and 7 closed out — a net gain of 6 holders — while 38 added to existing stakes and 57 trimmed.

The largest buyer was Astor Investment Management, adding an estimated $6.51M. The largest seller was Goldman Sachs, cutting an estimated $7.09M.

  • 133 institutional investors held First Trust Health Care AlphaDEX Fund (FXH) as of Q3 2016, up from 130 in Q2 2016.
  • Funds reported $536M of First Trust Health Care AlphaDEX Fund stock for Q3 2016, up 2.7% quarter-over-quarter.
  • 13 funds opened new First Trust Health Care AlphaDEX Fund positions in Q3 2016 and 7 closed out, a net change of +6 holders.
  • The largest First Trust Health Care AlphaDEX Fund buyer in Q3 2016 was Astor Investment Management, an estimated $6.51M added.
  • The largest First Trust Health Care AlphaDEX Fund seller in Q3 2016 was Goldman Sachs, an estimated $7.09M sold.

Based on aggregated 13F filings for Q3 2016.