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First Trust Health Care AlphaDEX Fund
FXH

86 hedge funds and large institutions have $1.01B invested in First Trust Health Care AlphaDEX Fund in 2013 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 48 increasing their positions, 16 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more repeat investments, than reductions

Existing positions increased: 48 | Existing positions reduced: 16

100% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 9

34% more capital invested

Capital invested by funds: $755M → $1.01B (+$254M)

9% more funds holding

Funds holding: 79 → 86 (+7)

1.59% more ownership

Funds ownership: 63.36% → 64.95% (+1.6%)

0% more funds holding in top 10

Funds holding in top 10: 3 → 3 (0)

Holders
86
Holders Change
+7
Holders Change %
+8.86%
% of All Funds
2.5%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
18
Increased
48
Reduced
16
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
FSIM
F-Squared Investment Management
Massachusetts
+$109M
2
Morgan Stanley
Morgan Stanley
New York
+$26.8M
3
Wells Fargo
Wells Fargo
California
+$8.14M
4
U
UBS
Switzerland
+$8.11M
5
Goldman Sachs
Goldman Sachs
New York
+$7.48M

Top Sellers

Rank Fund Capital Flow
1
NA
Navellier & Associates
Nevada
-$59.1M
2
Deutsche Bank
Deutsche Bank
Germany
-$1.62M
3
HF
Hoxton Financial
West Virginia
-$816K
4
VF
Virtu Financial
New York
-$470K
5
Thrivent Financial for Lutherans
Thrivent Financial for Lutherans
Minnesota
-$444K
Name Holding Trade Value Shares
Change 		Change in
Stake
HighTower Advisors
26
HighTower Advisors
Illinois
$4.04M -$423K -9,247 -10%
FA
27
FDx Advisors
Illinois
$3.88M +$597K +13,066 +20%
HFS
28
HL Financial Services
Kentucky
$3.86M +$118K +2,580 +3%
PFS
29
Prospera Financial Services
Texas
$3.8M -$217K -4,748 -6%
Janney Montgomery Scott
30
Janney Montgomery Scott
Pennsylvania
$3.78M +$254K +5,559 +8%
CS
31
Credit Suisse
Switzerland
$3.76M +$758K +16,583 +27%
SI
32
Stephens Inc
Arkansas
$3.61M -$160K -3,507 -4%
IH
33
IFC Holdings
Florida
$3.53M +$283K +6,199 +9%
BFEC
34
Benjamin F. Edwards & Company
Missouri
$3.25M +$145K +3,162 +5%
SI
35
SII Investments
Wisconsin
$2.73M +$2.6M +56,927 New
SAM
36
SignalPoint Asset Management
Missouri
$2.68M +$815K +17,833 +47%
VFS
37
VSR Financial Services
Kansas
$2.67M +$245K +5,358 +11%
Thrivent Financial for Lutherans
38
Thrivent Financial for Lutherans
Minnesota
$2.6M -$444K -9,718 -15%
LTFS
39
Ladenburg Thalmann Financial Services
Florida
$2.28M +$692K +15,132 +46%
RJFSA
40
Raymond James Financial Services Advisors
Florida
$2.28M +$110K +2,414 +5%
DADC
41
D.A. Davidson & Co
Montana
$2.27M +$252K +5,507 +13%
Deutsche Bank
42
Deutsche Bank
Germany
$2.14M -$1.62M -35,364 -44%
SAG
43
Sterne Agee Group
Alabama
$2.1M -$45.7K -999 -2%
AIG
44
American International Group
New York
$1.99M +$361K +7,909 +24%
PAG
45
Private Advisor Group
New Jersey
$1.94M +$1.85M +40,439 New
OC
46
Oppenheimer & Co
New York
$1.89M -$31.4K -688 -2%
SB
47
Suntrust Banks
Georgia
$1.76M +$148K +3,233 +10%
FHA
48
First Horizon Advisors
Tennessee
$1.61M +$719K +15,730 +91%
Susquehanna International Group
49
Susquehanna International Group
Pennsylvania
$1.35M +$841K +18,392 +188%
Cambridge Investment Research Advisors
50
Cambridge Investment Research Advisors
Iowa
$1.27M +$290K +6,353 +32%
1
2
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FXH Hedge Fund Activity: Q4 2013 in Review

86 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in First Trust Health Care AlphaDEX Fund (FXH) for Q4 2013, worth a combined $1.01B — up 34% from $755M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new FXH positions and 9 closed out — a net gain of 9 holders — while 48 added to existing stakes and 16 trimmed.

The largest buyer was F-Squared Investment Management, adding an estimated $109M. The largest seller was Navellier & Associates, exiting entirely with an estimated $59.1M sold.

  • 86 institutional investors held First Trust Health Care AlphaDEX Fund (FXH) as of Q4 2013, up from 79 in Q3 2013.
  • Funds reported $1.01B of First Trust Health Care AlphaDEX Fund stock for Q4 2013, up 34% quarter-over-quarter.
  • 18 funds opened new First Trust Health Care AlphaDEX Fund positions in Q4 2013 and 9 closed out, a net change of +9 holders.
  • The largest First Trust Health Care AlphaDEX Fund buyer in Q4 2013 was F-Squared Investment Management, an estimated $109M added.
  • The largest First Trust Health Care AlphaDEX Fund seller in Q4 2013 was Navellier & Associates, an estimated $59.1M sold.

Based on aggregated 13F filings for Q4 2013.