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First Trust Health Care AlphaDEX Fund
FXH

79 hedge funds and large institutions have $755M invested in First Trust Health Care AlphaDEX Fund in 2013 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 45 increasing their positions, 18 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 18

100% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 5

50% more funds holding in top 10

Funds holding in top 10: 2 → 3 (+1)

45% more capital invested

Capital invested by funds: $522M → $755M (+$233M)

5% more funds holding

Funds holding: 75 → 79 (+4)

4.55% more ownership

Funds ownership: 58.81% → 63.36% (+4.6%)

Holders
79
Holders Change
+4
Holders Change %
+5.33%
% of All Funds
2.56%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.1%
New
10
Increased
45
Reduced
18
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NA
Navellier & Associates
Nevada
+$53.7M
2
FSIM
F-Squared Investment Management
Massachusetts
+$27M
3
Morgan Stanley
Morgan Stanley
New York
+$20.6M
4
Wells Fargo
Wells Fargo
California
+$11.1M
5
Bank of America
Bank of America
North Carolina
+$5.41M

Top Sellers

1
Fidelity Investments
Fidelity Investments
Massachusetts
-$21.2M
2
DS
DRW Securities
Illinois
-$1.51M
3
SNC
Stifel Nicolaus & Co
Missouri
-$1.13M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$605K
5
SAM
SignalPoint Asset Management
Missouri
-$470K
Name Holding Trade Value Shares
Change 		Change in
Stake
AAM
26
Aberdeen Asset Management
United Kingdom
$3.46M +$2.06M +48,737 +157%
SI
27
Stephens Inc
Arkansas
$3.4M +$592K +14,042 +22%
HFS
28
HL Financial Services
Kentucky
$3.37M +$203K +4,816 +7%
Janney Montgomery Scott
29
Janney Montgomery Scott
Pennsylvania
$3.17M +$3.08M +73,111 New
IH
30
IFC Holdings
Florida
$2.92M +$497K +11,780 +21%
FA
31
FDx Advisors
Illinois
$2.81M +$569K +13,497 +26%
BFEC
32
Benjamin F. Edwards & Company
Missouri
$2.79M +$27.2K +644 +1%
Thrivent Financial for Lutherans
33
Thrivent Financial for Lutherans
Minnesota
$2.77M +$948K +22,467 +54%
CS
34
Credit Suisse
Switzerland
$2.67M +$982K +23,289 +61%
VFS
35
VSR Financial Services
Kansas
$2.18M +$228K +5,411 +12%
RJFSA
36
Raymond James Financial Services Advisors
Florida
$1.95M +$1.9M +44,947 New
SAG
37
Sterne Agee Group
Alabama
$1.94M -$73.2K -1,736 -4%
DADC
38
D.A. Davidson & Co
Montana
$1.8M -$71.4K -1,693 -4%
OC
39
Oppenheimer & Co
New York
$1.73M -$227K -5,379 -12%
SAM
40
SignalPoint Asset Management
Missouri
$1.64M -$470K -11,154 -23%
AIG
41
American International Group
New York
$1.45M +$397K +9,412 +39%
SB
42
Suntrust Banks
Georgia
$1.44M +$138K +3,266 +11%
LTFS
43
Ladenburg Thalmann Financial Services
Florida
$1.37M +$267K +6,329 +24%
Cambridge Investment Research Advisors
44
Cambridge Investment Research Advisors
Iowa
$873K +$325K +7,703 +62%
Goldman Sachs
45
Goldman Sachs
New York
$838K +$52.8K +1,253 +7%
Citigroup
46
Citigroup
New York
$827K +$281K +6,653 +53%
FHA
47
First Horizon Advisors
Tennessee
$745K +$702K +16,638 +2,976%
FAAS
48
First Allied Advisory Services
California
$673K +$15.9K +378 +3%
NES
49
New England Securities
New York
$658K +$424K +10,051 +196%
MFS
50
MSI Financial Services
Massachusetts
$650K +$159K +3,767 +34%
1
2
3 4

FXH Hedge Fund Activity: Q3 2013 in Review

79 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in First Trust Health Care AlphaDEX Fund (FXH) for Q3 2013, worth a combined $755M — up 45% from $522M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FXH positions and 5 closed out — a net gain of 5 holders — while 45 added to existing stakes and 18 trimmed.

The largest buyer was Navellier & Associates, adding an estimated $53.7M. The largest seller was Fidelity Investments, exiting entirely with an estimated $21.2M sold.

  • 79 institutional investors held First Trust Health Care AlphaDEX Fund (FXH) as of Q3 2013, up from 75 in Q2 2013.
  • Funds reported $755M of First Trust Health Care AlphaDEX Fund stock for Q3 2013, up 45% quarter-over-quarter.
  • 10 funds opened new First Trust Health Care AlphaDEX Fund positions in Q3 2013 and 5 closed out, a net change of +5 holders.
  • The largest First Trust Health Care AlphaDEX Fund buyer in Q3 2013 was Navellier & Associates, an estimated $53.7M added.
  • The largest First Trust Health Care AlphaDEX Fund seller in Q3 2013 was Fidelity Investments, an estimated $21.2M sold.

Based on aggregated 13F filings for Q3 2013.