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First Trust Dorsey Wright Focus 5 ETF
FV

133 hedge funds and large institutions have $2.81B invested in First Trust Dorsey Wright Focus 5 ETF in 2015 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 55 increasing their positions, 39 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 15

41% more repeat investments, than reductions

Existing positions increased: 55 | Existing positions reduced: 39

25% more capital invested

Capital invested by funds: $2.25B → $2.81B (+$561M)

12% more funds holding

Funds holding: 119 → 133 (+14)

8% more funds holding in top 10

Funds holding in top 10: 12 → 13 (+1)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $218K

Holders
133
Holders Change
+14
Holders Change %
+11.76%
% of All Funds
3.49%
Holding in Top 10
13
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+8.33%
% of All Funds
0.34%
New
30
Increased
55
Reduced
39
Closed
15
Calls
–
Puts
$218K
Net Calls
-$218K
Net Calls Change
+$1.35M

Top Buyers

1
LPL Financial
LPL Financial
California
+$217M
2
RJFSA
Raymond James Financial Services Advisors
Florida
+$50.3M
3
Wells Fargo
Wells Fargo
California
+$49M
4
UBS Group
UBS Group
Switzerland
+$35.7M
5
SMA
Simply Money Advisors
Ohio
+$31.9M

Top Sellers

1
Goldman Sachs
Goldman Sachs
New York
-$69.5M
2
CAN
Cetera Advisor Networks
California
-$20.2M
3
Jane Street
Jane Street
New York
-$9.48M
4
LI
LVZ Inc
Michigan
-$7.95M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$6.97M
Name Holding Trade Value Shares
Change 		Change in
Stake
BAAM
101
Baker Avenue Asset Management
California
$391K -$266K -11,480 -41%
SS
102
Sunbelt Securities
Texas
$354K -$5.6K -242 -2%
WAM
103
Wealthspire Advisors (Maryland)
Maryland
$352K +$347K +15,000 New
RCAG
104
Rehmann Capital Advisory Group
Michigan
$350K -$9.63K -416 -3%
CIBC World Market
105
CIBC World Market
Ontario, Canada
$330K -$106K -4,557 -25%
ICRM
106
Insight Capital Research & Management
California
$328K – – –
PFG
107
Pacific Financial Group
Washington
$319K -$288K -12,431 -48%
SC
108
Scotia Capital
Ontario, Canada
$307K – – –
SGI
109
Swan Global Investments
Colorado
$268K -$4.05K -175 -2%
ASN
110
Advisory Services Network
Georgia
$258K +$206K +8,894 +424%
William Blair & Company
111
William Blair & Company
Illinois
$247K – – –
FANJ
112
Financial Architects (New Jersey)
New Jersey
$235K – – –
GS
113
Girard Securities
California
$229K +$226K +9,754 New
Millennium Management
114
Millennium Management
New York
$223K +$220K +9,483 New
ONB
115
Old National Bancorp
Indiana
$204K +$201K +8,673 New
Comerica Bank
116
Comerica Bank
Texas
$204K +$217K +9,355 New
US Bancorp
117
US Bancorp
Minnesota
$131K +$97.8K +4,223 +311%
CCS
118
Crosspoint Capital Strategies
California
$119K +$125K +5,400 New
Bank of Montreal
119
Bank of Montreal
Ontario, Canada
$114K -$117K -5,065 -51%
MFW
120
Mosaic Family Wealth
Missouri
$103K +$102K +4,401 New
MCM
121
MV Capital Management
Maryland
$61K +$15.3K +659 +34%
CAPTRUST Financial Advisors
122
CAPTRUST Financial Advisors
North Carolina
$35K – – –
MWM
123
MinichMacGregor Wealth Management
New York
$35K +$33.7K +1,455 New
VNA
124
Valley National Advisers
Pennsylvania
$28K – – –
ACM
125
Argentus Capital Management
Texas
$20K +$20K +863 New
2 3 4
5
6

FV Hedge Fund Activity: Q4 2015 in Review

133 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Focus 5 ETF (FV) for Q4 2015, worth a combined $2.81B — up 25% from $2.25B a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new FV positions and 15 closed out — a net gain of 15 holders — while 55 added to existing stakes and 39 trimmed.

The largest buyer was LPL Financial, adding an estimated $217M. The largest seller was Goldman Sachs, cutting an estimated $69.5M.

  • 133 institutional investors held First Trust Dorsey Wright Focus 5 ETF (FV) as of Q4 2015, up from 119 in Q3 2015.
  • Funds reported $2.81B of First Trust Dorsey Wright Focus 5 ETF stock for Q4 2015, up 25% quarter-over-quarter.
  • 30 funds opened new First Trust Dorsey Wright Focus 5 ETF positions in Q4 2015 and 15 closed out, a net change of +15 holders.
  • The largest First Trust Dorsey Wright Focus 5 ETF buyer in Q4 2015 was LPL Financial, an estimated $217M added.
  • The largest First Trust Dorsey Wright Focus 5 ETF seller in Q4 2015 was Goldman Sachs, an estimated $69.5M sold.

Based on aggregated 13F filings for Q4 2015.