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First Trust Dorsey Wright Focus 5 ETF
FV

128 hedge funds and large institutions have $1.12B invested in First Trust Dorsey Wright Focus 5 ETF in 2017 Q1 according to their latest regulatory filings, with 19 funds opening new positions, 32 increasing their positions, 62 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

19% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 16

1% more funds holding

Funds holding: 127 → 128 (+1)

6.45% less ownership

Funds ownership: 47.08% → 40.63% (-6.4%)

10% less capital invested

Capital invested by funds: $1.25B → $1.12B (-$130M)

20% less funds holding in top 10

Funds holding in top 10: 5 → 4 (-1)

48% less repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 62

Holders
128
Holders Change
+1
Holders Change %
+0.79%
% of All Funds
3.19%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.1%
New
19
Increased
32
Reduced
62
Closed
16
Calls
$224K
Puts
–
Net Calls
+$224K
Net Calls Change
-$31K

Top Buyers

Rank Fund Capital Flow
1
Citadel Advisors
Citadel Advisors
Florida
+$3.93M
2
IAA
Independent Advisor Alliance
North Carolina
+$3.2M
3
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$2.57M
4
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$2.15M
5
CAN
Cetera Advisor Networks
California
+$1.58M

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$25.4M
2
UBS Group
UBS Group
Switzerland
-$13.5M
3
TF
Tompkins Financial
New York
-$13.5M
4
Bank of America
Bank of America
North Carolina
-$9.48M
5
Wells Fargo
Wells Fargo
California
-$8.88M
Name Holding Trade Value Shares
Change 		Change in
Stake
SS
76
Sunbelt Securities
Texas
$565K -$23.5K -981 -4%
FAM
77
Formidable Asset Management
Ohio
$528K -$225K -9,393 -30%
V
78
Veritable
Delaware
$445K -$131K -5,458 -23%
WI
79
Wintrust Investments
Illinois
$432K -$119K -4,966 -22%
FA
80
Fortis Advisors
Pennsylvania
$389K +$839 +35 +0.2%
LPL Financial
81
LPL Financial
California
$360K – – –
ICOA
82
Investment Centers of America
North Dakota
$333K -$90.5K -3,774 -21%
AIM
83
Aspen Investment Management
Michigan
$333K – – –
RFWA
84
RPg Family Wealth Advisory
Massachusetts
$327K -$75.3K -3,140 -19%
PTC
85
Private Trust Company
Ohio
$309K -$4.46K -186 -1%
CWM
86
Concert Wealth Management
California
$288K +$23.5K +980 +9%
LFG
87
LifePlan Financial Group
Ohio
$269K -$9.11K -380 -3%
SGI
88
Swan Global Investments
Colorado
$265K – – –
FANJ
89
Financial Architects (New Jersey)
New Jersey
$249K – – –
TF
90
Tompkins Financial
New York
$247K -$13.5M -562,579 -98%
WAM
91
Wealthspire Advisors (Maryland)
Maryland
$240K – – –
NWP
92
Northstar Wealth Partners
Connecticut
$220K +$221K +9,231 New
Creative Planning
93
Creative Planning
Kansas
$215K -$619K -25,829 -74%
WB
94
Webster Bank
Connecticut
$207K – – –
TA
95
Tiedemann Advisors
New York
$206K +$205K +8,565 New
Millennium Management
96
Millennium Management
New York
$205K +$205K +8,540 New
ATC
97
Argent Trust Co
Tennessee
$201K +$201K +8,365 New
MWM
98
MinichMacGregor Wealth Management
New York
$159K -$1.86M -77,384 -92%
AA
99
AlphaMark Advisors
Kentucky
$153K +$2.4K +100 +2%
US Bancorp
100
US Bancorp
Minnesota
$148K +$7.82K +326 +6%
2 3
4
5 6

FV Hedge Fund Activity: Q1 2017 in Review

128 of the 4,018 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Focus 5 ETF (FV) for Q1 2017, worth a combined $1.12B — down 10% from $1.25B a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new FV positions and 16 closed out — a net gain of 3 holders — while 32 added to existing stakes and 62 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $3.93M. The largest seller was Morgan Stanley, cutting an estimated $25.4M.

  • 128 institutional investors held First Trust Dorsey Wright Focus 5 ETF (FV) as of Q1 2017, up from 127 in Q4 2016.
  • Funds reported $1.12B of First Trust Dorsey Wright Focus 5 ETF stock for Q1 2017, down 10% quarter-over-quarter.
  • 19 funds opened new First Trust Dorsey Wright Focus 5 ETF positions in Q1 2017 and 16 closed out, a net change of +3 holders.
  • The largest First Trust Dorsey Wright Focus 5 ETF buyer in Q1 2017 was Citadel Advisors, an estimated $3.93M added.
  • The largest First Trust Dorsey Wright Focus 5 ETF seller in Q1 2017 was Morgan Stanley, an estimated $25.4M sold.

Based on aggregated 13F filings for Q1 2017.