Concert Wealth Management’s First Trust Dorsey Wright Focus 5 ETF FV Stock Holding History

Concert Wealth Management’s Portfolio FV Stock Details FV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-9,968	Closed	-$244K	–	67
2017 Q2	$244K	Sell	9,968 -2,463	-20%	-$60.5K	0.24%	123
2017 Q1	$288K	Buy	12,431 +980	+9%	+$23.5K	0.07%	356
2016 Q4	$265K	Sell	11,451 -28,437	-71%	-$649K	0.06%	380
2016 Q3	$910K	Sell	39,888 -7,929	-17%	-$181K	0.11%	236
2016 Q2	$1.07M	Sell	47,817 -8,518	-15%	-$186K	0.15%	195
2016 Q1	$1.22M	Sell	56,335 -43,478	-44%	-$906K	0.16%	164
2015 Q4	$2.33M	Sell	99,813 -507	-0.5%	-$11.7K	0.31%	65
2015 Q3	$2.2M	Sell	100,320 -12,746	-11%	-$307K	0.3%	70
2015 Q2	$2.76M	Buy	113,066 +17,222	+18%	+$418K	0.36%	54
2015 Q1	$1.46M	Buy	95,844 +43,770	+84%	+$1.01M	0.42%	55
2014 Q4	$1.15M	Buy	52,074 +18,198	+54%	+$386K	0.18%	146
2014 Q3	$684K	Buy	33,876 +15,476	+84%	+$312K	0.09%	204
2014 Q2	$348K	Buy	18,400 +3,000	+19%	+$56.4K	0.04%	380
2014 Q1	$286K	Buy	+15,400	New	+$298K	0.04%	416

Other funds holding FV

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

PFS

Prospera Financial Services Dallas, Texas $6.89B AUM 37.41% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Strid Group Newtown Square, Pennsylvania $807M AUM 18.59% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Concert Wealth Management's FV Position: Q3 2017 in Review

Concert Wealth Management sold out of First Trust Dorsey Wright Focus 5 ETF (FV) in Q3 2017, closing a stake of 9,968 shares — an estimated $244K sold.

Concert Wealth Management first reported a position in FV in Q1 2014 and held it in 14 quarters. The position peaked at $2.76M in Q2 2015. 133 funds tracked by Wall St. Rank hold FV as of Q3 2017.

Concert Wealth Management reported no remaining First Trust Dorsey Wright Focus 5 ETF position as of Q3 2017 after selling out during the quarter.
Concert Wealth Management sold 9,968 First Trust Dorsey Wright Focus 5 ETF shares in Q3 2017, an estimated $244K.
Concert Wealth Management first reported a position in First Trust Dorsey Wright Focus 5 ETF in Q1 2014 and held it in 14 quarters.
Concert Wealth Management's First Trust Dorsey Wright Focus 5 ETF position peaked at $2.76M in Q2 2015.
133 funds tracked by Wall St. Rank held First Trust Dorsey Wright Focus 5 ETF as of Q3 2017.

Based on Concert Wealth Management's 13F filing for Q3 2017, filed 14 Nov 2017.