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First Trust Dorsey Wright Focus 5 ETF

127 hedge funds and large institutions have $1.25B invested in First Trust Dorsey Wright Focus 5 ETF in 2016 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 27 increasing their positions, 64 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

53% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 15

47.08% more ownership

Funds ownership: 0%47.08% (+47%)

5% more funds holding

Funds holding: 121127 (+6)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

14% less capital invested

Capital invested by funds: $1.45B → $1.25B (-$205M)

58% less repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 64

Holders
127
Holders Change
+6
Holders Change %
+4.96%
% of All Funds
3.17%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.13%
New
23
Increased
27
Reduced
64
Closed
15
Calls
$255K
Puts
Net Calls
+$255K
Net Calls Change
+$255K
Name Holding Trade Value Shares
Change
Change in
Stake
SS
76
Sunbelt Securities
Texas
$567K -$60.8K -2,666 -10%
V
77
Veritable
Delaware
$555K
WI
78
Wintrust Investments
Illinois
$531K -$147K -6,458 -22%
IWM
79
IHT Wealth Management
Illinois
$518K +$504K +22,087 New
WF
80
WealthTrust Fairport
Ohio
$482K -$44K -1,930 -8%
AS
81
Arxis Securities
New York
$448K +$442K +19,364 New
NFG
82
Next Financial Group
Texas
$438K -$2.26K -99 -0.5%
TSS
83
Two Sigma Securities
New York
$427K +$6.05K +265 +1%
ICOA
84
Investment Centers of America
North Dakota
$407K -$1.14M -50,077 -74%
RFWA
85
RPg Family Wealth Advisory
Massachusetts
$387K +$16K +700 +4%
FA
86
Fortis Advisors
Pennsylvania
$373K +$368K +16,139 New
SG
87
StoneX Group
New York
$361K +$16.8K +738 +5%
WFG
88
Wills Financial Group
Virginia
$357K -$28.5K -1,250 -7%
Wolverine Trading
89
Wolverine Trading
Illinois
$355K +$350K +15,342 New
LPL Financial
90
LPL Financial
California
$352K
PAG
91
Private Advisory Group
Washington
$321K +$340K +14,901 New
AIM
92
Aspen Investment Management
Michigan
$320K
PTC
93
Private Trust Company
Ohio
$301K +$20.7K +906 +7%
NA
94
NewEdge Advisors
Louisiana
$296K -$538K -23,571 -66%
GLA
95
Great Lakes Advisors
Illinois
$283K
Goldman Sachs
96
Goldman Sachs
New York
$269K +$265K +11,611 New
LFG
97
LifePlan Financial Group
Ohio
$267K
SI
98
SII Investments
Wisconsin
$267K +$5.68K +249 +2%
CWM
99
Concert Wealth Management
California
$265K -$649K -28,437 -71%
LFAS
100
Level Four Advisory Services
Texas
$264K +$261K +11,417 New

FV Hedge Fund Activity: Q4 2016 in Review

127 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Focus 5 ETF (FV) for Q4 2016, worth a combined $1.25B — down 14% from $1.45B a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new FV positions and 15 closed out — a net gain of 8 holders — while 27 added to existing stakes and 64 trimmed.

The largest buyer was Susquehanna International Group, adding an estimated $5.55M. The largest seller was Morgan Stanley, cutting an estimated $72.9M.

  • 127 institutional investors held First Trust Dorsey Wright Focus 5 ETF (FV) as of Q4 2016, up from 121 in Q3 2016.
  • Funds reported $1.25B of First Trust Dorsey Wright Focus 5 ETF stock for Q4 2016, down 14% quarter-over-quarter.
  • 23 funds opened new First Trust Dorsey Wright Focus 5 ETF positions in Q4 2016 and 15 closed out, a net change of +8 holders.
  • The largest First Trust Dorsey Wright Focus 5 ETF buyer in Q4 2016 was Susquehanna International Group, an estimated $5.55M added.
  • The largest First Trust Dorsey Wright Focus 5 ETF seller in Q4 2016 was Morgan Stanley, an estimated $72.9M sold.

Based on aggregated 13F filings for Q4 2016.