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First Trust Dorsey Wright Focus 5 ETF
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Overview Fund Activity

119 hedge funds and large institutions have $2.25B invested in First Trust Dorsey Wright Focus 5 ETF in 2015 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 65 increasing their positions, 26 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
119
Holders Change
+15
Holders Change %
+14.42%
% of All Funds
3.33%
Holding in Top 10
12
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+71.43%
% of All Funds
0.34%
New
22
Increased
65
Reduced
26
Closed
6
Calls
–
Puts
$1.56M
Net Calls
-$1.56M
Net Calls Change
-$1.56M

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$617M
2
Goldman Sachs
2
Goldman Sachs
New York
$68M
3
Bank of America
3
Bank of America
North Carolina
$157M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$59.8M
5
LPL Financial
5
LPL Financial
California
$175M

Top Sellers

1
Stifel Financial
1
Stifel Financial
Missouri
$35.1M
2
PAG
2
Private Advisor Group
New Jersey
$3.61M
3
TFA
3
Transamerica Financial Advisors
Florida
$1.75M
4
BAAM
4
Baker Avenue Asset Management
California
$617K
5
DC
5
Davenport & Co
Virginia
$10.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
TNBTD
51
Trustmark National Bank Trust Department
Mississippi
$2.96M +$2.52M +115,111 +575%
SFG
52
SNS Financial Group
Minnesota
$2.8M -$572K -26,089 -17%
AIM
53
Advantage Investment Management
Iowa
$2.56M -$2.4M -109,634 -48%
FWM
54
Frontier Wealth Management
Missouri
$2.41M +$2.13M +97,005 +760%
ICOA
55
Investment Centers of America
North Dakota
$2.36M -$79.6K -3,634 -3%
CWM
56
Concert Wealth Management
California
$2.2M -$280K -12,746 -11%
TFA
57
Transamerica Financial Advisors
Florida
$1.75M -$4.08M -185,937 -70%
UCFA
58
United Capital Financial Advisors
Texas
$1.72M +$416K +18,992 +32%
HighTower Advisors
59
HighTower Advisors
Illinois
$1.71M +$1.48M +67,418 +652%
AP
60
Atwood & Palmer
Missouri
$1.68M +$90.5K +4,125 +6%
Citadel Advisors
61
Citadel Advisors
Florida
$1.6M -$977K -44,556 -38%
PNC Financial Services Group
62
PNC Financial Services Group
Pennsylvania
$1.58M +$1.11M +50,731 +239%
JG
63
Jefferies Group
New York
$1.56M +$1.56M +71,300 New
AIM
64
Aspen Investment Management
Michigan
$1.5M +$769K +35,051 +105%
NFG
65
Next Financial Group
Texas
$1.49M -$54.7K -2,496 -4%
WEC
66
Winslow Evans & Crocker
Massachusetts
$1.48M +$19.3K +878 +1%
MC
67
Moors & Cabot
Massachusetts
$1.44M +$268K +12,217 +23%
RIA
68
Regal Investment Advisors
Michigan
$1.39M +$479K +21,850 +53%
WS
69
Wedbush Securities
California
$1.37M +$338K +15,430 +33%
SAM
70
Shamrock Asset Management
Texas
$1.29M +$1.29M +58,841 New
KA
71
Kovack Advisors
Florida
$1.28M +$265K +12,100 +26%
BCM
72
Barometer Capital Management
Ontario, Canada
$1.13M -$184K -8,400 -14%
GHF
73
Good Harbor Financial
Illinois
$1.11M +$1.11M +50,368 New
SI
74
SII Investments
Wisconsin
$1.1M +$288K +13,135 +36%
MIAN
75
Mariner Independent Advisor Network
Kansas
$1.09M +$478K +21,787 +78%
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3
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