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First Trust Dorsey Wright Focus 5 ETF
FV

72 hedge funds and large institutions have $813M invested in First Trust Dorsey Wright Focus 5 ETF in 2014 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 43 increasing their positions, 4 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,100% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 2

975% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 4

146% more capital invested

Capital invested by funds: $331M → $813M (+$482M)

41% more funds holding

Funds holding: 51 → 72 (+21)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
72
Holders Change
+21
Holders Change %
+41.18%
% of All Funds
1.92%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
24
Increased
43
Reduced
4
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$158M
2
Wells Fargo
Wells Fargo
California
+$75.6M
3
LPL Financial
LPL Financial
California
+$24.5M
4
PFS
Prospera Financial Services
Texas
+$11.5M
5
Bank of America
Bank of America
North Carolina
+$11.4M

Top Sellers

Rank Fund Capital Flow
1
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$5.46M
2
HFS
HL Financial Services
Kentucky
-$699K
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$583K
4
MFS
MSI Financial Services
Massachusetts
-$486K
5
NES
New England Securities
New York
-$133K
Name Holding Trade Value Shares
Change 		Change in
Stake
SWP
26
Stratos Wealth Partners
Ohio
$2.38M +$2.29M +108,168 New
CS
27
Credit Suisse
Switzerland
$2.27M +$639K +30,145 +41%
IH
28
IFC Holdings
Florida
$1.98M +$393K +18,528 +26%
BFEC
29
Benjamin F. Edwards & Company
Missouri
$1.88M +$1.03M +48,769 +134%
Deutsche Bank
30
Deutsche Bank
Germany
$1.73M +$1.41M +66,430 +553%
Jane Street
31
Jane Street
New York
$1.7M +$1.64M +77,203 New
OC
32
Oppenheimer & Co
New York
$1.54M +$1.15M +54,467 +353%
Susquehanna International Group
33
Susquehanna International Group
Pennsylvania
$1.41M -$583K -27,517 -30%
CA
34
Cetera Advisors
Colorado
$1.33M +$729K +34,376 +133%
CAN
35
Cetera Advisor Networks
California
$1.24M +$846K +39,909 +245%
RJFSA
36
Raymond James Financial Services Advisors
Florida
$1.24M +$871K +41,089 +274%
CWM
37
Concert Wealth Management
California
$1.15M +$386K +18,198 +54%
BCM
38
Barometer Capital Management
Ontario, Canada
$1.1M +$99.6K +4,700 +10%
AP
39
Atwood & Palmer
Missouri
$1.05M +$781K +36,833 +339%
BRWM
40
B. Riley Wealth Management
Tennessee
$1.04M +$821K +38,742 +447%
Janney Montgomery Scott
41
Janney Montgomery Scott
Pennsylvania
$1.01M +$976K +46,047 New
FHC
42
First Heartland Consultants
Missouri
$885K +$571K +26,949 +204%
FAM
43
Formidable Asset Management
Ohio
$881K +$848K +40,000 New
MC
44
Moors & Cabot
Massachusetts
$879K +$269K +12,689 +47%
CCB
45
Cutter & Co Brokerage
Missouri
$824K +$205K +9,676 +35%
IP
46
Investment Partners
Ohio
$816K +$786K +37,064 New
GLA
47
Great Lakes Advisors
Illinois
$788K +$758K +35,770 New
KA
48
Kovack Advisors
Florida
$704K +$678K +31,975 New
NES
49
New England Securities
New York
$703K -$133K -6,278 -16%
AIM
50
Aspen Investment Management
Michigan
$606K +$583K +27,502 New
1
2
3

FV Hedge Fund Activity: Q4 2014 in Review

72 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Focus 5 ETF (FV) for Q4 2014, worth a combined $813M — up 146% from $331M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new FV positions and 2 closed out — a net gain of 22 holders — while 43 added to existing stakes and 4 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $158M. The largest seller was Cambridge Investment Research Advisors, exiting entirely with an estimated $5.46M sold.

  • 72 institutional investors held First Trust Dorsey Wright Focus 5 ETF (FV) as of Q4 2014, up from 51 in Q3 2014.
  • Funds reported $813M of First Trust Dorsey Wright Focus 5 ETF stock for Q4 2014, up 146% quarter-over-quarter.
  • 24 funds opened new First Trust Dorsey Wright Focus 5 ETF positions in Q4 2014 and 2 closed out, a net change of +22 holders.
  • The largest First Trust Dorsey Wright Focus 5 ETF buyer in Q4 2014 was Morgan Stanley, an estimated $158M added.
  • The largest First Trust Dorsey Wright Focus 5 ETF seller in Q4 2014 was Cambridge Investment Research Advisors, an estimated $5.46M sold.

Based on aggregated 13F filings for Q4 2014.