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First Trust Dorsey Wright Focus 5 ETF
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Overview Fund Activity

72 hedge funds and large institutions have $813M invested in First Trust Dorsey Wright Focus 5 ETF in 2014 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 43 increasing their positions, 4 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
72
Holders Change
+21
Holders Change %
+41.18%
% of All Funds
1.92%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
24
Increased
43
Reduced
4
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$165M
2
Wells Fargo
Wells Fargo
California
+$78.6M
3
BTS
BB&T Securities
Virginia
+$53.5M
4
LPL Financial
LPL Financial
California
+$25.5M
5
PFS
Prospera Financial Services
Texas
+$11.9M

Top Sellers

1
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$5.46M
2
HFS
HL Financial Services
Kentucky
-$727K
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$606K
4
MFS
MSI Financial Services
Massachusetts
-$505K
5
NES
New England Securities
New York
-$138K
Name Holding Trade Value Shares
Change 		Shares
Change %
SWP
26
Stratos Wealth Partners
Ohio
$2.38M +$2.38M +108,168 New
CS
27
Credit Suisse
Switzerland
$2.27M +$664K +30,145 +41%
IH
28
IFC Holdings
Florida
$1.98M +$414K +18,528 +26%
BFEC
29
Benjamin F. Edwards & Company
Missouri
$1.88M +$1.07M +48,769 +134%
Deutsche Bank
30
Deutsche Bank
Germany
$1.73M +$1.46M +66,430 +553%
Jane Street
31
Jane Street
New York
$1.7M +$1.7M +77,203 New
OC
32
Oppenheimer & Co
New York
$1.54M +$1.2M +54,467 +353%
Susquehanna International Group
33
Susquehanna International Group
Pennsylvania
$1.41M -$606K -27,517 -30%
CA
34
Cetera Advisors
Colorado
$1.33M +$758K +34,376 +133%
CAN
35
Cetera Advisor Networks
California
$1.24M +$879K +39,909 +245%
RJFSA
36
Raymond James Financial Services Advisors
Florida
$1.24M +$905K +41,089 +274%
CWM
37
Concert Wealth Management
California
$1.15M +$401K +18,198 +54%
BCM
38
Barometer Capital Management
Ontario, Canada
$1.1M +$104K +4,700 +10%
AP
39
Atwood & Palmer
Missouri
$1.05M +$812K +36,833 +339%
BRWM
40
B. Riley Wealth Management
Tennessee
$1.04M +$853K +38,742 +447%
Janney Montgomery Scott
41
Janney Montgomery Scott
Pennsylvania
$1.01M +$1.01M +46,047 New
FHC
42
First Heartland Consultants
Missouri
$885K +$594K +26,949 +204%
FAM
43
Formidable Asset Management
Ohio
$881K +$881K +40,000 New
MC
44
Moors & Cabot
Massachusetts
$879K +$279K +12,689 +47%
CCB
45
Cutter & Co Brokerage
Missouri
$824K +$213K +9,676 +35%
IP
46
Investment Partners
Ohio
$816K +$816K +37,064 New
GLA
47
Great Lakes Advisors
Illinois
$788K +$788K +35,770 New
KA
48
Kovack Advisors
Florida
$704K +$704K +31,975 New
NES
49
New England Securities
New York
$703K -$138K -6,278 -16%
AIM
50
Aspen Investment Management
Michigan
$606K +$606K +27,502 New
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