Credit Suisse’s First Trust Dorsey Wright Focus 5 ETF FV Stock Holding History

Credit Suisse’s Portfolio FV Stock Details FV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-10,224	Closed	-$229K	–	4142
2016 Q2	$229K	Buy	+10,224	New	+$224K	﹤0.01%	3806
2016 Q1	–	Sell	-180,275	Closed	-$4.24M	–	4077
2015 Q4	$4.24M	Sell	180,275 -58,818	-25%	-$1.36M	﹤0.01%	1713
2015 Q3	$5.24M	Buy	239,093 +114,322	+92%	+$2.75M	0.01%	1527
2015 Q2	$3.05M	Buy	124,771 +43,462	+53%	+$1.06M	﹤0.01%	2199
2015 Q1	$1.95M	Sell	81,309 -21,820	-21%	-$505K	﹤0.01%	2409
2014 Q4	$2.27M	Buy	103,129 +30,145	+41%	+$639K	﹤0.01%	2437
2014 Q3	$1.49M	Buy	72,984 +16,579	+29%	+$334K	﹤0.01%	2717
2014 Q2	$1.12M	Buy	+56,405	New	+$1.06M	﹤0.01%	3180

Other funds holding FV

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

PFS

Prospera Financial Services Dallas, Texas $6.89B AUM 37.41% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Credit Suisse's FV Position: Q3 2016 in Review

Credit Suisse sold out of First Trust Dorsey Wright Focus 5 ETF (FV) in Q3 2016, closing a stake of 10,224 shares — an estimated $229K sold.

Credit Suisse first reported a position in FV in Q2 2014 and held it in 8 quarters. The position peaked at $5.24M in Q3 2015. 121 funds tracked by Wall St. Rank hold FV as of Q3 2016.

Credit Suisse reported no remaining First Trust Dorsey Wright Focus 5 ETF position as of Q3 2016 after selling out during the quarter.
Credit Suisse sold 10,224 First Trust Dorsey Wright Focus 5 ETF shares in Q3 2016, an estimated $229K.
Credit Suisse first reported a position in First Trust Dorsey Wright Focus 5 ETF in Q2 2014 and held it in 8 quarters.
Credit Suisse's First Trust Dorsey Wright Focus 5 ETF position peaked at $5.24M in Q3 2015.
121 funds tracked by Wall St. Rank held First Trust Dorsey Wright Focus 5 ETF as of Q3 2016.

Based on Credit Suisse's 13F filing for Q3 2016, filed 15 Nov 2016.