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First Trust Senior Loan Fund ETF
FTSL

Name Holding Trade Value Shares
Change 		Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$23.8M +$15.2M +309,419 +177%
Morgan Stanley
2
Morgan Stanley
New York
$23.5M +$856K +17,481 +4%
UBS Group
3
UBS Group
Switzerland
$22.8M +$16.3M +333,335 +258%
Stifel Financial
4
Stifel Financial
Missouri
$8.89M +$3.03M +61,853 +52%
LPL Financial
5
LPL Financial
California
$8.64M +$3.43M +69,961 +66%
BFA
6
Beaumont Financial Advisors
Massachusetts
$5.74M +$402K +8,216 +8%
JIP
7
Jaffetilchin Investment Partners
Florida
$4.65M +$4.62M +94,384 New
SCA
8
Strategic Capital Alternatives
United States
$4.47M +$1.03M +20,951 +30%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$4.45M +$138K +2,820 +3%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$4.3M +$372K +7,600 +10%
AA
11
Alesco Advisors
New York
$3.93M +$12.1K +246 +0.3%
ACM
12
Argentus Capital Management
Texas
$3.39M +$366K +7,472 +12%
HI
13
Horizon Investments
North Carolina
$1.99M +$1.98M +40,415 New
WA
14
WESPAC Advisors
California
$1.93M +$1.92M +39,181 New
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$1.63M +$1.62M +33,069 New
Bank of America
16
Bank of America
North Carolina
$1.53M -$839K -17,132 -35%
WEC
17
Winslow Evans & Crocker
Massachusetts
$1.49M -$179K -3,648 -11%
FIM
18
Freedom Investment Management
Connecticut
$1.4M -$69.4K -1,416 -5%
JG
19
Jefferies Group
New York
$1.24M -$2.72M -55,484 -69%
VKH
20
Virtu KCG Holdings
New York
$1.21M -$2.12M -43,291 -64%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$1.16M +$1.16M +23,637 New
SPC
22
Sigma Planning Corp
Michigan
$1.04M +$1.04M +21,133 New
VFS
23
VSR Financial Services
Kansas
$1M -$51.4K -1,050 -5%
IH
24
IFC Holdings
Florida
$921K +$71K +1,449 +8%
LI
25
LVZ Inc
Michigan
$793K +$789K +16,115 New
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