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First Trust Senior Loan Fund ETF
FTSL

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$171M +$6.43M +133,906 +4%
Wells Fargo
2
Wells Fargo
California
$110M +$37.1M +773,489 +51%
RIG
3
RiverFront Investment Group
Virginia
$93.5M -$984K -20,505 -1%
Bank of America
4
Bank of America
North Carolina
$63.1M +$8.97M +186,913 +17%
UBS Group
5
UBS Group
Switzerland
$52.2M +$5.84M +121,724 +13%
RJA
6
Raymond James & Associates
Florida
$34.2M -$4.76M -99,136 -12%
LPL Financial
7
LPL Financial
California
$31.5M +$4.76M +99,114 +18%
MAP
8
Milestone Advisory Partners
North Carolina
$29.2M -$228K -4,758 -0.8%
GFPC
9
Global Financial Private Capital
Florida
$29M +$26.4M +550,600 +1,022%
AIM
10
Astor Investment Management
Illinois
$26.6M +$26.6M +554,615 New
LI
11
LVZ Inc
Michigan
$24.1M +$10.4M +216,812 +76%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$24.1M +$6.98M +145,477 +41%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$22.4M +$9.78M +203,738 +77%
BTS
14
BB&T Securities
Virginia
$22.4M +$9.37M +195,157 +72%
First Trust Advisors
15
First Trust Advisors
Illinois
$19.3M +$1.88M +39,129 +11%
WF
16
Welch & Forbes
Massachusetts
$19.2M -$107K -2,222 -0.6%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$17.3M +$1.96M +40,794 +13%
Jane Street
18
Jane Street
New York
$12.8M +$11.2M +233,566 +714%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$11.6M +$16.8K +349 +0.1%
3AM
20
3D Asset Management
Connecticut
$10.8M -$22.7K -472 -0.2%
ACM
21
Aviance Capital Management
Florida
$10.6M -$2.56M -53,434 -20%
Stifel Financial
22
Stifel Financial
Missouri
$10.5M +$5.71M +118,934 +119%
JIP
23
Jaffetilchin Investment Partners
Florida
$10.3M -$9.65K -201 -0.1%
HighTower Advisors
24
HighTower Advisors
Illinois
$9.35M +$204K +4,246 +2%
TC
25
Telemus Capital
Michigan
$8.95M +$128K +2,669 +1%
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