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First Trust Senior Loan Fund ETF
FTSL

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$170M +$8.98M +185,185 +6%
RIG
2
RiverFront Investment Group
Virginia
$97.1M +$653K +13,464 +0.7%
Wells Fargo
3
Wells Fargo
California
$50.8M +$3.62M +74,664 +8%
UBS Group
4
UBS Group
Switzerland
$47.3M +$4.86M +100,197 +11%
Bank of America
5
Bank of America
North Carolina
$46.2M +$786K +16,208 +2%
RJA
6
Raymond James & Associates
Florida
$30.7M +$975K +20,101 +3%
LA
7
LVW Advisors
New York
$23.4M +$5.21M +107,356 +29%
LPL Financial
8
LPL Financial
California
$19.1M +$285K +5,883 +2%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$18.2M -$569K -11,725 -3%
Stifel Financial
10
Stifel Financial
Missouri
$15M +$373K +7,699 +3%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$13.4M +$326K +6,730 +2%
WF
12
Welch & Forbes
Massachusetts
$13.3M +$2.02M +41,630 +18%
MIFH
13
Migdal Insurance & Financial Holdings
Israel
$12.8M +$173K +3,574 +1%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$12.6M +$202K +4,171 +2%
3AM
15
3D Asset Management
Connecticut
$9.97M +$455K +9,380 +5%
CCA
16
Clearwater Capital Advisors
Illinois
$8.9M +$832K +17,158 +10%
JIP
17
Jaffetilchin Investment Partners
Florida
$8.35M -$2.1M -43,390 -20%
ACM
18
Aviance Capital Management
Florida
$8.17M +$8.19M +168,834 New
TC
19
Telemus Capital
Michigan
$7.92M +$104K +2,136 +1%
HighTower Advisors
20
HighTower Advisors
Illinois
$7.88M +$14K +289 +0.2%
BTS
21
BB&T Securities
Virginia
$7.03M -$5.13M -105,772 -42%
MML Investors Services
22
MML Investors Services
Massachusetts
$6.64M +$6.66M +137,224 New
PAG
23
Private Advisor Group
New Jersey
$6.4M +$394K +8,128 +7%
SCA
24
Snowden Capital Advisors
New York
$6M +$3.37M +69,485 +128%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$5.75M -$1.51M -31,101 -21%
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