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First Trust Senior Loan Fund ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$179M -$34.5M -749,622 -16%
Bank of America
2
Bank of America
North Carolina
$82.1M -$5.51M -119,770 -6%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$78.7M -$7.92M -172,225 -9%
LPL Financial
4
LPL Financial
California
$71.1M -$27.1M -589,651 -28%
Wells Fargo
5
Wells Fargo
California
$62.3M +$543K +11,809 +0.9%
OCM
6
One Capital Management
California
$45.7M -$16.8M -365,381 -27%
UBS Group
7
UBS Group
Switzerland
$45.3M -$7.57M -164,614 -14%
First Trust Advisors
8
First Trust Advisors
Illinois
$44.6M -$7.48M -162,694 -14%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$43.9M +$1.66M +36,035 +4%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$37.2M +$3.74M +81,255 +11%
FAM
11
Flaharty Asset Management
Florida
$34.2M +$150K +3,273 +0.4%
WF
12
Welch & Forbes
Massachusetts
$28.6M +$302K +6,566 +1%
Kovitz Investment Group Partners
13
Kovitz Investment Group Partners
Illinois
$26.7M +$2.96M +64,467 +12%
HTI
14
Hikari Tsushin Inc
Japan
$26.2M +$2.78M +60,362 +12%
Osaic Holdings
15
Osaic Holdings
Arizona
$23.5M -$3.85M -83,655 -14%
RJA
16
Raymond James & Associates
Florida
$21.8M -$1.99M -43,329 -8%
TPW
17
TL Private Wealth
Texas
$21.2M -$213K -4,639 -1%
VCM
18
Virtue Capital Management
Tennessee
$19.9M +$2M +43,432 +11%
Stifel Financial
19
Stifel Financial
Missouri
$19.8M -$1.01M -21,877 -5%
Truist Financial
20
Truist Financial
North Carolina
$17.6M +$4.91M +106,893 +39%
CWP
21
Cyndeo Wealth Partners
Florida
$16.7M +$690K +15,007 +4%
Carson Wealth (CWM LLC)
22
Carson Wealth (CWM LLC)
Nebraska
$15.6M -$2.19M -47,570 -12%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$15.4M +$5.05M +109,801 +49%
Cetera Investment Advisers
24
Cetera Investment Advisers
Illinois
$13.2M -$1.87M -40,639 -12%
Renaissance Technologies
25
Renaissance Technologies
New York
$11.1M +$4.74M +103,200 +75%