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First Trust Senior Loan Fund ETF
FTSL

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$145M -$17.4M -367,169 -10%
Wells Fargo
2
Wells Fargo
California
$87.4M -$17.2M -363,027 -16%
Bank of America
3
Bank of America
North Carolina
$60.2M +$448K +9,451 +0.7%
UBS Group
4
UBS Group
Switzerland
$39.6M -$10.3M -216,895 -20%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$33.6M +$12.8M +270,965 +58%
LPL Financial
6
LPL Financial
California
$27.9M -$2.05M -43,281 -7%
RJA
7
Raymond James & Associates
Florida
$27.8M -$4.82M -101,874 -14%
AIM
8
Astor Investment Management
Illinois
$24.7M -$575K -12,142 -2%
GFPC
9
Global Financial Private Capital
Florida
$24.1M -$3.53M -74,629 -12%
LI
10
LVZ Inc
Michigan
$22.7M -$92.8K -1,959 -0.4%
RIG
11
RiverFront Investment Group
Virginia
$21.5M -$69.7M -1,472,358 -76%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$19.3M -$3.69M -77,901 -16%
First Trust Advisors
13
First Trust Advisors
Illinois
$18.3M -$7.1K -150 -0%
WF
14
Welch & Forbes
Massachusetts
$16.9M -$1.34M -28,213 -7%
Jane Street
15
Jane Street
New York
$11.9M -$268K -5,655 -2%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$11.6M -$5.01M -105,773 -29%
3AM
17
3D Asset Management
Connecticut
$10.1M -$129K -2,724 -1%
HighTower Advisors
18
HighTower Advisors
Illinois
$9.14M +$291K +6,139 +3%
Carson Wealth (CWM LLC)
19
Carson Wealth (CWM LLC)
Nebraska
$8.89M +$3.42M +72,199 +59%
TC
20
Telemus Capital
Michigan
$8.67M +$206K +4,355 +2%
BFG
21
Barber Financial Group
Kansas
$8.52M +$2.72M +57,432 +44%
BTS
22
BB&T Securities
Virginia
$8.45M -$13.3M -280,101 -60%
ACM
23
Aviance Capital Management
Florida
$8.45M -$1.62M -34,171 -16%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$8.33M +$54.8K +1,157 +0.6%
MAP
25
Milestone Advisory Partners
North Carolina
$8.25M -$20.2M -427,012 -70%
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