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First Trust Senior Loan Fund ETF
FTSL

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$131M +$47.4M +980,129 +57%
Bank of America
2
Bank of America
North Carolina
$40M +$18.9M +389,893 +90%
Wells Fargo
3
Wells Fargo
California
$36.1M +$9.16M +189,373 +34%
UBS Group
4
UBS Group
Switzerland
$35.8M +$8.23M +170,039 +30%
LPL Financial
5
LPL Financial
California
$15M +$1.52M +31,437 +11%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$13.8M +$4.83M +99,772 +54%
Stifel Financial
7
Stifel Financial
Missouri
$12.8M +$1.06M +21,805 +9%
3AM
8
3D Asset Management
Connecticut
$12.3M -$65.8K -1,360 -0.5%
First Trust Advisors
9
First Trust Advisors
Illinois
$11.3M +$6.73M +139,046 +149%
AG
10
Advisor Group
Arizona
$10.6M +$10.4M +214,676 +6,242%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$10.4M +$2.66M +55,068 +35%
WF
12
Welch & Forbes
Massachusetts
$9.78M +$4.45M +92,025 +84%
JIP
13
Jaffetilchin Investment Partners
Florida
$8.81M +$255K +5,274 +3%
TC
14
Telemus Capital
Michigan
$8.28M +$580K +11,992 +8%
RJA
15
Raymond James & Associates
Florida
$7.06M +$3.98M +82,309 +130%
CCA
16
Clearwater Capital Advisors
Illinois
$6.14M +$1.14M +23,566 +23%
AA
17
Alesco Advisors
New York
$5.99M +$2.15M +44,422 +56%
HighTower Advisors
18
HighTower Advisors
Illinois
$5.98M +$1.9M +39,248 +47%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$5.41M +$391K +8,071 +8%
MFS
20
MSI Financial Services
Massachusetts
$5.27M +$3.18M +65,762 +154%
LA
21
LVW Advisors
New York
$5.26M +$4.46M +92,151 +572%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$4.66M +$1.37M +28,305 +42%
MIFH
23
Migdal Insurance & Financial Holdings
Israel
$3.67M +$3.66M +75,570 New
PAG
24
Private Advisor Group
New Jersey
$3.45M +$2.78M +57,405 +425%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$3.34M +$1.71M +35,392 +106%
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