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First Trust Senior Loan Fund ETF
FTSL

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$37.7M +$14.6M +295,140 +62%
UBS Group
2
UBS Group
Switzerland
$23.2M +$544K +11,028 +2%
LPL Financial
3
LPL Financial
California
$10.7M +$2.12M +43,052 +25%
Stifel Financial
4
Stifel Financial
Missouri
$10.5M +$1.68M +34,116 +19%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$10.2M +$8.63M +175,002 +529%
First Trust Advisors
6
First Trust Advisors
Illinois
$6.22M -$17.6M -356,540 -74%
BFA
7
Beaumont Financial Advisors
Massachusetts
$5.54M -$158K -3,209 -3%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$5.04M +$772K +15,652 +18%
JIP
9
Jaffetilchin Investment Partners
Florida
$4.7M +$85.4K +1,731 +2%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$4.65M +$236K +4,789 +5%
SCA
11
Strategic Capital Alternatives
United States
$4.48M +$29.4K +596 +0.7%
ACM
12
Argentus Capital Management
Texas
$3.94M +$582K +11,804 +17%
AA
13
Alesco Advisors
New York
$3.85M -$59.3K -1,203 -2%
VFS
14
VSR Financial Services
Kansas
$3.75M +$2.78M +56,373 +277%
VKH
15
Virtu KCG Holdings
New York
$2.73M +$1.54M +31,161 +126%
Bank of America
16
Bank of America
North Carolina
$2.7M +$1.19M +24,038 +77%
HI
17
Horizon Investments
North Carolina
$2.38M +$410K +8,307 +21%
WA
18
WESPAC Advisors
California
$2.05M +$137K +2,781 +7%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$1.5M +$347K +7,032 +30%
WEC
20
Winslow Evans & Crocker
Massachusetts
$1.48M +$986 +20 +0.1%
FIM
21
Freedom Investment Management
Connecticut
$1.45M +$64.1K +1,299 +5%
RJA
22
Raymond James & Associates
Florida
$1.3M +$546K +11,074 +71%
SPC
23
Sigma Planning Corp
Michigan
$1.07M +$39K +791 +4%
IH
24
IFC Holdings
Florida
$995K +$76K +1,541 +8%
Jane Street
25
Jane Street
New York
$939K +$947K +19,203 New
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