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First Trust Senior Loan Fund ETF
FTSL

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$83.6M +$14.3M +296,280 +21%
UBS Group
2
UBS Group
Switzerland
$27.5M -$12.7M -262,072 -32%
Wells Fargo
3
Wells Fargo
California
$26.9M +$6.22M +128,666 +30%
Bank of America
4
Bank of America
North Carolina
$21M +$2.56M +52,932 +14%
LPL Financial
5
LPL Financial
California
$13.5M +$2.05M +42,401 +18%
3AM
6
3D Asset Management
Connecticut
$12.4M +$763K +15,785 +7%
Stifel Financial
7
Stifel Financial
Missouri
$11.7M +$542K +11,212 +5%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$8.97M -$736K -15,218 -8%
JIP
9
Jaffetilchin Investment Partners
Florida
$8.54M +$1.97M +40,686 +30%
TC
10
Telemus Capital
Michigan
$7.69M +$7.66M +158,573 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$7.67M -$615K -12,715 -7%
WF
12
Welch & Forbes
Massachusetts
$5.3M +$4.17M +86,180 +370%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$5.01M -$2.69M -55,669 -35%
CCA
14
Clearwater Capital Advisors
Illinois
$4.99M +$54.8K +1,133 +1%
First Trust Advisors
15
First Trust Advisors
Illinois
$4.53M +$2.23M +46,238 +98%
HighTower Advisors
16
HighTower Advisors
Illinois
$4.06M +$3.4M +70,288 +518%
ASN
17
Advisory Services Network
Georgia
$3.85M -$438K -9,052 -10%
AA
18
Alesco Advisors
New York
$3.83M -$72.1K -1,491 -2%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$3.28M +$3.27M +67,733 New
RJA
20
Raymond James & Associates
Florida
$3.06M +$1.86M +38,510 +156%
BFG
21
Beacon Financial Group
Texas
$2.32M +$2.31M +47,816 New
IA
22
IFP Advisors
Florida
$2.2M +$108K +2,244 +5%
MFS
23
MSI Financial Services
Massachusetts
$2.07M +$340K +7,034 +20%
Baird Financial Group
24
Baird Financial Group
Wisconsin
$1.9M +$1.1M +22,767 +139%
AI
25
Atria Investments
North Carolina
$1.75M +$467K +9,655 +36%
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