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First Trust Senior Loan Fund ETF
FTSL

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$152M -$6.23M -129,166 -4%
RIG
2
RiverFront Investment Group
Virginia
$94.3M -$3.42M -70,844 -3%
Wells Fargo
3
Wells Fargo
California
$58.8M +$2.96M +61,497 +5%
UBS Group
4
UBS Group
Switzerland
$44.3M +$718K +14,885 +2%
Bank of America
5
Bank of America
North Carolina
$43.7M -$3.64M -75,420 -8%
RJA
6
Raymond James & Associates
Florida
$36.5M +$2.91M +60,398 +9%
MAP
7
Milestone Advisory Partners
North Carolina
$30.2M +$3.37M +69,819 +13%
LPL Financial
8
LPL Financial
California
$26.1M +$7.6M +157,660 +41%
HI
9
Horizon Investments
North Carolina
$22.2M +$22.2M +460,905 New
WF
10
Welch & Forbes
Massachusetts
$17.9M +$172K +3,568 +1%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$16.9M +$4.06M +84,211 +32%
ACM
12
Aviance Capital Management
Florida
$15.3M +$176K +3,647 +1%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$14.3M -$399K -8,279 -3%
First Trust Advisors
14
First Trust Advisors
Illinois
$11.9M +$9.13M +189,454 +324%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$11.9M +$863K +17,890 +8%
TFA
16
Transamerica Financial Advisors
Florida
$11.2M +$11.2M +232,777 New
LI
17
LVZ Inc
Michigan
$11.1M +$268K +5,567 +31%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$10.9M -$808K -16,764 -7%
3AM
19
3D Asset Management
Connecticut
$10.7M +$364K +7,546 +3%
JIP
20
Jaffetilchin Investment Partners
Florida
$10.2M +$5.95M +123,463 +140%
CCA
21
Clearwater Capital Advisors
Illinois
$8.63M +$279K +5,783 +3%
TC
22
Telemus Capital
Michigan
$8.53M +$231K +4,783 +3%
HighTower Advisors
23
HighTower Advisors
Illinois
$8.05M +$209K +4,330 +3%
MIFH
24
Migdal Insurance & Financial Holdings
Israel
$7.6M -$1.94M -40,231 -20%
Stifel Financial
25
Stifel Financial
Missouri
$7.5M +$2.8M +58,051 +59%
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