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First Trust Senior Loan Fund ETF
FTSL

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$46.9M +$9.79M +199,998 +26%
UBS Group
2
UBS Group
Switzerland
$26.5M +$3.67M +74,988 +16%
LPL Financial
3
LPL Financial
California
$11.8M +$1.33M +27,155 +12%
Stifel Financial
4
Stifel Financial
Missouri
$11.8M +$1.42M +29,061 +14%
First Trust Advisors
5
First Trust Advisors
Illinois
$9.69M +$3.6M +73,510 +58%
JIP
6
Jaffetilchin Investment Partners
Florida
$7.94M +$3.35M +68,395 +71%
Bank of America
7
Bank of America
North Carolina
$7.32M +$4.72M +96,472 +175%
SCA
8
Strategic Capital Alternatives
United States
$6.14M +$1.75M +35,787 +39%
BFA
9
Beaumont Financial Advisors
Massachusetts
$5.54M – – –
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$4.84M -$131K -2,668 -3%
VFS
11
VSR Financial Services
Kansas
$3.98M +$281K +5,743 +7%
ACM
12
Argentus Capital Management
Texas
$3.96M +$66K +1,348 +2%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$3.89M -$711K -14,521 -15%
AA
14
Alesco Advisors
New York
$3.88M +$82.8K +1,691 +2%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$3.18M +$1.73M +35,249 +115%
Wells Fargo
16
Wells Fargo
California
$2.08M +$1.84M +37,538 +676%
WEC
17
Winslow Evans & Crocker
Massachusetts
$1.47M +$4.11K +84 +0.3%
WA
18
WESPAC Advisors
California
$1.42M -$614K -12,535 -30%
Jane Street
19
Jane Street
New York
$1.41M +$489K +9,980 +52%
IH
20
IFC Holdings
Florida
$1.23M +$246K +5,033 +25%
RJA
21
Raymond James & Associates
Florida
$1.1M -$192K -3,919 -15%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$1.03M +$1.04M +21,317 New
HA
23
Hays Advisory
Tennessee
$1.03M +$280K +5,712 +37%
JP Morgan Chase
24
JP Morgan Chase
New York
$945K +$70.1K +1,431 +8%
SPC
25
Sigma Planning Corp
Michigan
$937K -$123K -2,511 -11%
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