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First Trust Senior Loan Fund ETF
FTSL

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$332M +$35.3M +737,527 +12%
Wells Fargo
2
Wells Fargo
California
$102M +$13.2M +275,467 +15%
Bank of America
3
Bank of America
North Carolina
$91.2M +$9.34M +194,965 +11%
First Trust Advisors
4
First Trust Advisors
Illinois
$88M +$14.2M +295,337 +19%
UBS Group
5
UBS Group
Switzerland
$77.2M +$3.46M +72,195 +5%
LPL Financial
6
LPL Financial
California
$73.9M +$14.8M +309,150 +25%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$69.6M +$15.6M +326,354 +29%
State of Tennessee, Department of Treasury
8
State of Tennessee, Department of Treasury
Tennessee
$68.7M +$25.6M +534,900 +59%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$46M +$2M +41,813 +5%
RJA
10
Raymond James & Associates
Florida
$36.2M +$3.06M +63,915 +9%
BFG
11
Beacon Financial Group
Texas
$31.1M +$1.47M +30,657 +2%
Osaic Holdings
12
Osaic Holdings
Arizona
$27.5M +$7.84M +163,721 +40%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$26.2M +$3.62M +75,474 +16%
FAM
14
Flaharty Asset Management
Florida
$25.4M +$3.01M +62,771 +13%
WF
15
Welch & Forbes
Massachusetts
$25.2M +$3.01M +62,777 +14%
RCIM
16
Red Cedar Investment Management
Michigan
$23.4M +$166K +3,469 +0.7%
Cetera Investment Advisers
17
Cetera Investment Advisers
Illinois
$21.7M +$3.84M +80,167 +22%
EWP
18
Engrave Wealth Partners
Texas
$21.3M +$13.1M +273,059 +159%
TC
19
Telemus Capital
Michigan
$20.1M +$8.5M +177,327 +73%
OCM
20
One Capital Management
California
$20M +$1.71M +35,639 +9%
Stifel Financial
21
Stifel Financial
Missouri
$19.7M +$3.21M +66,955 +19%
Truist Financial
22
Truist Financial
North Carolina
$19.2M -$1.5M -31,242 -7%
AIM
23
Astor Investment Management
Illinois
$17.9M -$570K -11,904 -3%
B
24
Bailard
California
$17.4M +$1.33M +27,782 +8%
MA
25
MJP Associates
Connecticut
$16.5M +$141K +2,935 +0.9%
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