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First Trust Senior Loan Fund ETF
FTSL

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$167M +$8.13M +170,875 +5%
Wells Fargo
2
Wells Fargo
California
$87.6M +$490K +10,304 +0.6%
Bank of America
3
Bank of America
North Carolina
$48.6M -$7.17M -150,713 -13%
UBS Group
4
UBS Group
Switzerland
$42.7M +$1.59M +33,363 +4%
LPL Financial
5
LPL Financial
California
$30.8M +$1.8M +37,838 +6%
AFA
6
American Financial Advisors
Georgia
$30.7M +$2.94M +61,768 +10%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$27.3M -$3.14M -66,009 -10%
AIM
8
Astor Investment Management
Illinois
$25.8M +$406K +8,542 +2%
GFPC
9
Global Financial Private Capital
Florida
$23.1M -$1.91M -40,138 -8%
RJA
10
Raymond James & Associates
Florida
$19.7M +$4.98M +104,576 +33%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$17.7M -$927K -19,472 -5%
LI
12
LVZ Inc
Michigan
$17.3M +$346K +7,280 +2%
WF
13
Welch & Forbes
Massachusetts
$17.3M -$232K -4,868 -1%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$12.3M +$1.69M +35,566 +16%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$11.7M +$4.63M +97,309 +65%
HighTower Advisors
16
HighTower Advisors
Illinois
$11.5M +$848K +17,823 +8%
MAP
17
Milestone Advisory Partners
North Carolina
$11M +$719K +15,117 +7%
AWM
18
AE Wealth Management
Kansas
$9.99M +$5.15M +108,256 +104%
TC
19
Telemus Capital
Michigan
$9.53M +$758K +15,925 +9%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$8.46M -$127K -2,660 -1%
SS
21
Simplicity Solutions
Minnesota
$8.21M +$3.53M +74,228 +74%
First Trust Advisors
22
First Trust Advisors
Illinois
$7.86M -$5.53M -116,159 -41%
OMC
23
Old Mission Capital
Illinois
$7.46M +$7.28M +153,077 +2,951%
BFG
24
Barber Financial Group
Kansas
$7.28M +$235K +4,929 +3%
Stifel Financial
25
Stifel Financial
Missouri
$7.08M +$678K +14,246 +10%
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