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First Trust Senior Loan Fund ETF
FTSL

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$166M -$1.53M -32,281 -0.9%
Wells Fargo
2
Wells Fargo
California
$84.3M -$3.86M -81,561 -4%
Bank of America
3
Bank of America
North Carolina
$47.8M -$1.13M -23,947 -2%
UBS Group
4
UBS Group
Switzerland
$40.5M -$2.51M -53,010 -6%
AFA
5
American Financial Advisors
Georgia
$32.9M +$2.04M +43,050 +7%
LPL Financial
6
LPL Financial
California
$30.6M -$445K -9,413 -1%
AIM
7
Astor Investment Management
Illinois
$28.7M +$2.77M +58,549 +11%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$27.9M +$371K +7,843 +1%
GFPC
9
Global Financial Private Capital
Florida
$24.1M +$795K +16,803 +3%
RJA
10
Raymond James & Associates
Florida
$20.5M +$698K +14,758 +4%
MAP
11
Milestone Advisory Partners
North Carolina
$19.8M +$8.77M +185,260 +79%
WF
12
Welch & Forbes
Massachusetts
$18.3M +$921K +19,461 +5%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$14.5M -$3.31M -69,924 -19%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$13.5M +$1.75M +37,044 +15%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$12.9M +$495K +10,453 +4%
FAM
16
Flaharty Asset Management
Florida
$12.3M +$12.2M +258,498 New
First Trust Advisors
17
First Trust Advisors
Illinois
$11M +$3.04M +64,338 +39%
AWM
18
AE Wealth Management
Kansas
$9.82M -$228K -4,824 -2%
TC
19
Telemus Capital
Michigan
$9.71M +$189K +3,992 +2%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$8.58M +$83.2K +1,759 +1%
SS
21
Simplicity Solutions
Minnesota
$8.2M -$64.3K -1,359 -0.8%
Stifel Financial
22
Stifel Financial
Missouri
$8.15M +$1.02M +21,628 +14%
1NWS
23
1 North Wealth Services
Maryland
$7.42M +$7.4M +156,469 New
HighTower Advisors
24
HighTower Advisors
Illinois
$7.22M -$4.34M -91,789 -38%
BFG
25
Barber Financial Group
Kansas
$7M -$316K -6,676 -4%
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