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First Trust Senior Loan Fund ETF
FTSL

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$54.8M +$3.84M +81,933 +8%
UBS Group
2
UBS Group
Switzerland
$53.3M -$1.22M -25,983 -2%
Wells Fargo
3
Wells Fargo
California
$20.2M +$4.41M +94,142 +29%
LPL Financial
4
LPL Financial
California
$19.8M -$869K -18,523 -4%
Bank of America
5
Bank of America
North Carolina
$15.1M +$2.37M +50,626 +19%
3AM
6
3D Asset Management
Connecticut
$11.2M +$11M +235,225 New
Stifel Financial
7
Stifel Financial
Missouri
$10.9M -$722K -15,390 -6%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$7.42M +$4.1M +87,349 +127%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$6.95M +$1.76M +37,459 +34%
JIP
10
Jaffetilchin Investment Partners
Florida
$6.44M +$81.7K +1,742 +1%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$6.15M +$3.06M +65,365 +102%
BFA
12
Beaumont Financial Advisors
Massachusetts
$5.35M +$638K +13,606 +14%
ASN
13
Advisory Services Network
Georgia
$4.26M +$680K +14,497 +19%
AA
14
Alesco Advisors
New York
$4.01M -$4.01M -85,579 -50%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$2.75M -$1.23M -26,337 -31%
First Trust Advisors
16
First Trust Advisors
Illinois
$1.85M -$2.82M -60,175 -61%
MAS
17
Madden Advisory Services
Florida
$1.55M – – –
WEC
18
Winslow Evans & Crocker
Massachusetts
$1.46M -$9.61K -205 -0.7%
IH
19
IFC Holdings
Florida
$1.4M +$59.9K +1,278 +5%
MFS
20
MSI Financial Services
Massachusetts
$1.36M +$885K +18,866 +194%
ACM
21
Argentus Capital Management
Texas
$1.09M -$259K -5,521 -19%
JP Morgan Chase
22
JP Morgan Chase
New York
$1.04M +$184K +3,918 +22%
VFS
23
VSR Financial Services
Kansas
$1.04M -$4.76M -101,480 -82%
VKH
24
Virtu KCG Holdings
New York
$1.01M -$1.4M -29,769 -58%
HFS
25
HL Financial Services
Kentucky
$983K +$54.4K +1,160 +6%
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