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First Trust Senior Loan Fund ETF
FTSL

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$341M -$60.5M -1,315,019 -15%
Wells Fargo
2
Wells Fargo
California
$179M +$20.7M +450,693 +13%
Bank of America
3
Bank of America
North Carolina
$134M +$6.12M +133,031 +5%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$126M -$7.71M -167,594 -6%
UBS Group
5
UBS Group
Switzerland
$109M -$6M -130,314 -5%
LPL Financial
6
LPL Financial
California
$96.7M -$19.8M -429,502 -16%
VCM
7
Virtue Capital Management
Tennessee
$89.7M +$93.6M +2,034,645 New
RJA
8
Raymond James & Associates
Florida
$41.4M -$1.27M -27,627 -3%
First Trust Advisors
9
First Trust Advisors
Illinois
$38M -$29.5M -641,800 -43%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$37.6M -$7.69M -167,144 -16%
Osaic Holdings
11
Osaic Holdings
Arizona
$36.8M -$371K -8,059 -1%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$35.7M +$14.4M +314,039 +63%
TA
13
TruWealth Advisors
Louisiana
$32.8M +$1.55M +33,662 +5%
Stifel Financial
14
Stifel Financial
Missouri
$31.8M +$8.71M +189,266 +36%
CW
15
Connectus Wealth
Ohio
$31.5M +$32.9M +714,078 New
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$31.4M -$3.58M -77,816 -10%
FAM
17
Flaharty Asset Management
Florida
$29.7M +$1.29M +28,126 +4%
Cetera Investment Advisers
18
Cetera Investment Advisers
Illinois
$28.4M -$119K -2,595 -0.4%
BFG
19
Beacon Financial Group
Texas
$27.3M +$548K +11,909 +0.9%
UCFA
20
United Capital Financial Advisors
Texas
$26.1M -$2.7M -58,762 -9%
BCP
21
Blue Chip Partners
Michigan
$25.6M +$26.7M +580,183 New
MA
22
MJP Associates
Connecticut
$25.5M +$2.24M +48,786 +9%
WF
23
Welch & Forbes
Massachusetts
$24.2M -$2.87M -62,297 -10%
AWA
24
Arete Wealth Advisors
Illinois
$23.4M +$1.75M +38,070 +8%
JIP
25
Jaffetilchin Investment Partners
Florida
$21M -$3.64M -79,031 -14%
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