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First Trust Senior Loan Fund ETF
FTSL

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$426M +$53.9M +1,135,936 +14%
Wells Fargo
2
Wells Fargo
California
$169M +$52.6M +1,108,213 +45%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$143M +$32.3M +680,339 +29%
Bank of America
4
Bank of America
North Carolina
$137M +$31M +652,613 +29%
LPL Financial
5
LPL Financial
California
$123M +$32.3M +680,256 +35%
UBS Group
6
UBS Group
Switzerland
$122M +$36.6M +770,651 +42%
First Trust Advisors
7
First Trust Advisors
Illinois
$70.7M -$30.8M -649,481 -30%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$48M +$14M +295,808 +41%
RJA
9
Raymond James & Associates
Florida
$45.4M +$5.09M +107,255 +12%
Osaic Holdings
10
Osaic Holdings
Arizona
$39.5M +$7.63M +160,726 +24%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$37.1M -$13.1M -276,996 -26%
Jane Street
12
Jane Street
New York
$34.1M +$34.4M +725,224 New
TA
13
TruWealth Advisors
Louisiana
$33.4M +$25.8M +544,056 +328%
UCFA
14
United Capital Financial Advisors
Texas
$30.7M -$598K -12,605 -2%
FAM
15
Flaharty Asset Management
Florida
$30.4M +$2.78M +58,584 +10%
Cetera Investment Advisers
16
Cetera Investment Advisers
Illinois
$30.4M +$8.76M +184,448 +40%
BFG
17
Beacon Financial Group
Texas
$29.6M +$2.37M +49,876 +4%
WF
18
Welch & Forbes
Massachusetts
$28.8M +$1.83M +38,637 +7%
Truist Financial
19
Truist Financial
North Carolina
$27.5M +$2.3M +48,358 +9%
JIP
20
Jaffetilchin Investment Partners
Florida
$25.2M +$14.3M +302,114 +119%
Stifel Financial
21
Stifel Financial
Missouri
$25M -$1.3M -27,339 -5%
MA
22
MJP Associates
Connecticut
$24.9M +$8.43M +177,678 +51%
OCM
23
One Capital Management
California
$24.9M +$1.72M +36,144 +7%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$23.3M +$14.9M +314,404 +174%
AWA
25
Arete Wealth Advisors
Illinois
$23.2M +$7.27M +153,229 +45%
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