We are live on ! Find out more
FPE icon

First Trust Preferred Securities and Income ETF

413 hedge funds and large institutions have $3.51B invested in First Trust Preferred Securities and Income ETF in 2024 Q3 according to their latest regulatory filings, with 47 funds opening new positions, 175 increasing their positions, 136 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

31% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 36

29% more repeat investments, than reductions

Existing positions increased: 175 | Existing positions reduced: 136

8% more capital invested

Capital invested by funds: $3.24B → $3.51B (+$270M)

2% more funds holding

Funds holding: 405413 (+8)

0.94% more ownership

Funds ownership: 61.65%62.59% (+0.94%)

11% less funds holding in top 10

Funds holding in top 10: 1917 (-2)

Holders
413
Holders Change
+8
Holders Change %
+1.98%
% of All Funds
5.93%
Holding in Top 10
17
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-10.53%
% of All Funds
0.24%
New
47
Increased
175
Reduced
136
Closed
36
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RSWM
51
Robertson Stephens Wealth Management
California
$8.51M +$8.34M +470,369 New
HFS
52
Howard Financial Services
Texas
$8.02M +$1.61M +90,706 +26%
CIA
53
Concurrent Investment Advisors
Florida
$7.98M +$280K +15,814 +4%
Comerica Bank
54
Comerica Bank
Texas
$7.92M -$5.2K -293 -0.1%
Northwestern Mutual Wealth Management
55
Northwestern Mutual Wealth Management
Wisconsin
$7.9M +$887K +49,986 +13%
QCIG
56
Quad-Cities Investment Group
Iowa
$7.8M +$85.7K +4,832 +1%
SWP
57
Stratos Wealth Partners
Ohio
$7.58M -$2.11M -118,701 -22%
OWA
58
ORBA Wealth Advisors
Illinois
$7.43M -$316K -17,822 -4%
TPWM
59
Twelve Points Wealth Management
Massachusetts
$7.31M +$761K +42,897 +12%
OC
60
Oppenheimer & Co
New York
$7.19M -$39.4K -2,220 -0.6%
FEG
61
Financial Enhancement Group
Indiana
$7.01M +$1.35M +75,900 +20%
MOS
62
MGO One Seven
Ohio
$6.95M -$1.23M -69,478 -15%
CPIG
63
Chicago Partners Investment Group
Illinois
$6.79M +$198K +11,158 +3%
HI
64
Harbour Investments
Wisconsin
$6.62M +$37.9K +2,139 +0.6%
Bank of Montreal
65
Bank of Montreal
Ontario, Canada
$6.56M +$2.05M +115,638 +47%
GM
66
GeoWealth Management
Illinois
$6.56M +$6.22M +350,612 +3,009%
SPC
67
Sigma Planning Corp
Michigan
$6.52M +$617K +34,789 +11%
PAG
68
Private Advisor Group
New Jersey
$6.5M -$1.42M -79,831 -18%
GI
69
Gradient Investments
Minnesota
$6.47M +$473K +26,662 +8%
GMA
70
Glassy Mountain Advisors
Maryland
$6.4M +$188K +10,617 +3%
PP
71
PFS Partners
New Jersey
$6.36M +$138K +7,793 +2%
KC
72
Kinloch Capital
Virginia
$6.18M -$188K -10,627 -3%
ECA
73
Elevation Capital Advisory
Oregon
$6.15M +$150K +8,452 +3%
FA
74
Flagstar Advisors
New York
$6.03M +$135K +7,609 +2%
GJIA
75
Glass Jacobson Investment Advisors
Maryland
$6.03M +$7.55K +426 +0.1%

FPE Hedge Fund Activity: Q3 2024 in Review

413 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in First Trust Preferred Securities and Income ETF (FPE) for Q3 2024, worth a combined $3.51B — up 8.3% from $3.24B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new FPE positions and 36 closed out — a net gain of 11 holders — while 175 added to existing stakes and 136 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $28.8M. The largest seller was Cetera Investment Advisers, exiting entirely with an estimated $19.8M sold.

  • 413 institutional investors held First Trust Preferred Securities and Income ETF (FPE) as of Q3 2024, up from 405 in Q2 2024.
  • Funds reported $3.51B of First Trust Preferred Securities and Income ETF stock for Q3 2024, up 8.3% quarter-over-quarter.
  • 47 funds opened new First Trust Preferred Securities and Income ETF positions in Q3 2024 and 36 closed out, a net change of +11 holders.
  • The largest First Trust Preferred Securities and Income ETF buyer in Q3 2024 was Morgan Stanley, an estimated $28.8M added.
  • The largest First Trust Preferred Securities and Income ETF seller in Q3 2024 was Cetera Investment Advisers, an estimated $19.8M sold.

Based on aggregated 13F filings for Q3 2024.