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First Trust Preferred Securities and Income ETF

289 hedge funds and large institutions have $2.83B invested in First Trust Preferred Securities and Income ETF in 2020 Q3 according to their latest regulatory filings, with 30 funds opening new positions, 127 increasing their positions, 91 reducing their positions, and 44 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more repeat investments, than reductions

Existing positions increased: 127 | Existing positions reduced: 91

9% more capital invested

Capital invested by funds: $2.59B → $2.83B (+$240M)

1.66% more ownership

Funds ownership: 51.51%53.18% (+1.7%)

5% less funds holding in top 10

Funds holding in top 10: 2120 (-1)

5% less funds holding

Funds holding: 305289 (-16)

32% less first-time investments, than exits

New positions opened: 30 | Existing positions closed: 44

Holders
289
Holders Change
-16
Holders Change %
-5.25%
% of All Funds
5.83%
Holding in Top 10
20
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-4.76%
% of All Funds
0.4%
New
30
Increased
127
Reduced
91
Closed
44
Calls
$3K
Puts
Net Calls
+$3K
Net Calls Change
+$3K
Name Holding Trade Value Shares
Change
Change in
Stake
KAS
26
Kestra Advisory Services
Texas
$19.1M +$19M +996,861 New
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$17.7M +$978K +51,190 +6%
MFG
28
Magnus Financial Group
New York
$16.9M +$1.02M +53,252 +6%
AAP
29
Arax Advisory Partners
Colorado
$16.7M +$348K +18,227 +2%
HWA
30
HCR Wealth Advisors
California
$16M +$2.83M +148,338 +22%
BFG
31
Beacon Financial Group
Texas
$15.4M -$2.99M -156,762 -16%
Northwestern Mutual Wealth Management
32
Northwestern Mutual Wealth Management
Wisconsin
$13.6M +$13.2M +693,718 +4,018%
SWM
33
Southern Wealth Management
Texas
$12.4M +$12.3M +646,228 New
LFAS
34
Level Four Advisory Services
Texas
$11.6M +$1.98M +103,775 +21%
GIA
35
Gladstone Institutional Advisory
Florida
$11M +$4.26M +222,935 +63%
KCM
36
Karp Capital Management
California
$10.8M +$527K +27,606 +5%
SWP
37
Stratos Wealth Partners
Ohio
$10.7M -$379K -19,828 -3%
JP Morgan Chase
38
JP Morgan Chase
New York
$10.3M +$1.59M +83,462 +18%
EWM
39
Empirical Wealth Management
Washington
$9.46M +$161K +8,437 +2%
MML Investors Services
40
MML Investors Services
Massachusetts
$8.98M -$6.85M -358,591 -43%
CAG
41
Csenge Advisory Group
Florida
$8.93M +$2.02M +105,627 +30%
1IA
42
1834 Investment Advisors
Wisconsin
$8.66M +$1.59M +83,133 +23%
Wells Fargo
43
Wells Fargo
California
$8.66M +$1.21M +63,255 +16%
JIP
44
Jaffetilchin Investment Partners
Florida
$7.91M +$7.88M +412,439 New
First Trust Advisors
45
First Trust Advisors
Illinois
$7.84M -$1.73M -90,821 -18%
IWP
46
Icon Wealth Partners
Texas
$7.62M +$60.2K +3,154 +0.8%
AO
47
Advisor OS
Illinois
$7.51M +$7.48M +391,891 New
UB
48
UMB Bank
Missouri
$7.32M
AIC
49
Archer Investment Corporation
Indiana
$7.19M +$507K +26,523 +8%
SWP
50
Summit Wealth Partners
Florida
$6.98M -$1.23M -64,435 -15%

FPE Hedge Fund Activity: Q3 2020 in Review

289 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in First Trust Preferred Securities and Income ETF (FPE) for Q3 2020, worth a combined $2.83B — up 9.3% from $2.59B a quarter earlier.

Sellers outnumbered buyers: 44 funds closed out of FPE and 30 opened new positions — a net loss of 14 holders — while 91 trimmed existing stakes and 127 added.

The largest buyer was Eaton Vance Management, adding an estimated $16M. The largest seller was UBS Group, cutting an estimated $9.75M.

  • 289 institutional investors held First Trust Preferred Securities and Income ETF (FPE) as of Q3 2020, down from 305 in Q2 2020.
  • Funds reported $2.83B of First Trust Preferred Securities and Income ETF stock for Q3 2020, up 9.3% quarter-over-quarter.
  • 30 funds opened new First Trust Preferred Securities and Income ETF positions in Q3 2020 and 44 closed out, a net change of -14 holders.
  • The largest First Trust Preferred Securities and Income ETF buyer in Q3 2020 was Eaton Vance Management, an estimated $16M added.
  • The largest First Trust Preferred Securities and Income ETF seller in Q3 2020 was UBS Group, an estimated $9.75M sold.

Based on aggregated 13F filings for Q3 2020.