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First Trust Smith Opportunistic Fixed Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Fifth Third Bancorp
51
Fifth Third Bancorp
Ohio
$2K – – –
JP Morgan Chase
52
JP Morgan Chase
New York
$1K – – –
Stifel Financial
53
Stifel Financial
Missouri
– -$511K -10,288 Closed
SHIM
54
Stone House Investment Management
Pennsylvania
– -$272K -5,475 Closed
MML Investors Services
55
MML Investors Services
Massachusetts
– -$205K -4,122 Closed
SWP
56
Stratos Wealth Partners
Ohio
– -$53K -1,064 Closed
TRCT
57
Tower Research Capital (TRC)
New York
– -$12K -238 Closed