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First Trust Smith Opportunistic Fixed Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
FFA
301
Founders Financial Alliance
North Carolina
$7.07K +$955 +22 +16%
IWM
302
IMG Wealth Management
Florida
$6.29K – – –
Jones Financial Companies
303
Jones Financial Companies
Missouri
$5.55K -$12K -276 -68%
HFS
304
Hantz Financial Services
Michigan
$5K – – –
HNB
305
Hilltop National Bank
Wyoming
$4.21K +$4.17K +96 New
SWP
306
Strategic Wealth Partners
Ohio
$2.06K +$2.04K +47 New
BWM
307
Bernard Wealth Management
Michigan
$1.43K – – –
NWM
308
Nova Wealth Management
Florida
$1.32K – – –
HI
309
Horizon Investments
North Carolina
$1.01K -$9.99K -230 -91%
SAS
310
Spurstone Advisory Services
Connecticut
$526 – – –
Fidelity Investments
311
Fidelity Investments
Massachusetts
$88 – – –
WWM
312
Wolff Wiese Magana
California
$44 – – –
SIS
313
Sound Income Strategies
Florida
$24 – – –
LRWA
314
Long Run Wealth Advisors
New York
– -$41M -934,083 Closed
SFG
315
SNS Financial Group
Minnesota
– -$19.7M -449,845 Closed
OCFG
316
O'Connor Financial Group
Illinois
– -$18.5M -421,266 Closed
VCM
317
Virtue Capital Management
Tennessee
– -$5.54M -126,298 Closed
Goldman Sachs
318
Goldman Sachs
New York
– -$2.59M -59,188 Closed
CCB
319
Cutter & Co Brokerage
Missouri
– -$2.39M -54,430 Closed
SCM
320
Seascape Capital Management
New Hampshire
– -$1.32M -30,138 Closed
SHGA
321
Sand Hill Global Advisors
California
– -$1.15M -26,169 Closed
EC
322
Elequin Capital
New York
– -$1.08M -24,664 Closed
LCM
323
Lunt Capital Management
Utah
– -$645K -14,711 Closed
TC
324
TownSquare Capital
Utah
– -$513K -11,699 Closed
KWM
325
Kaydan Wealth Management
Michigan
– -$472K -10,768 Closed