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First Trust Smith Opportunistic Fixed Income ETF
FIXD

Name Holding Trade Value Shares
Change 		Change in
Stake
AIP
301
Ahrens Investment Partners
Louisiana
– -$245K -5,280 Closed
WWA
302
WCG Wealth Advisors
Nevada
– -$227K -4,890 Closed
SIM
303
Stratos Investment Management
Ohio
– -$224K -4,825 Closed
AA
304
Advisory Alpha
Michigan
– -$221K -4,764 Closed
PWA
305
PCG Wealth Advisors
Kansas
– -$216K -4,648 Closed
FM
306
Family Management
New York
– -$211K -4,556 Closed
SAM
307
Stansberry Asset Management
Texas
– -$210K -4,538 Closed
IWP
308
Insight Wealth Partners
Texas
– -$209K -4,517 Closed
MCCP
309
Mission Creek Capital Partners
California
– -$209K -4,500 Closed
IWP
310
IAG Wealth Partners
Wisconsin
– -$207K -4,469 Closed
HF
311
HRT Financial
New York
– -$201K -4,348 Closed
LSA
312
Lion Street Advisors
Texas
– -$214K -4,010 Closed
TCWM
313
Total Clarity Wealth Management
Illinois
– -$99K -2,126 Closed
HWA
314
HHM Wealth Advisors
Tennessee
– -$79K -1,693 Closed
SWM
315
SeaCrest Wealth Management
New York
– -$32K -700 Closed
TRCT
316
Tower Research Capital (TRC)
New York
– -$16K -341 Closed
BW
317
Bison Wealth
Georgia
– -$13K -285 Closed
LC
318
Legacy CG
Texas
– -$13K -280 Closed
TCOV
319
Trust Company of Vermont
Vermont
– -$7K -147 Closed
WAM
320
Worth Asset Management
Texas
– -$5K -100 Closed
PFGIA
321
Patriot Financial Group Insurance Agency
Massachusetts
– -$2K -33 Closed
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