FIV

First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest

FIV

Market cap $349M

Delisted

FIV was delisted on the 9th of December, 2021.

46 hedge funds and large institutions have $103M invested in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest in 2021 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 9 increasing their positions, 21 reducing their positions, and 8 closing their positions.

2022 Q1 2021 Q4 2021 Q3 2021 Q2 2021 Q1 2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4

Holders

Holders Change

-2

Holders Change %

-4.17%

% of All Funds

0.81%

Holding in Top 10

Holding in Top 10 Change

–

Holding in Top 10 Change %

–

% of All Funds

0.02%

New

Increased

Reduced

Closed

Calls

–

Puts

–

Net Calls

–

Net Calls Change

–

Top Buyers

1	RCM 1 Rivernorth Capital Management West Palm Beach, Florida	$19.5M
2	RVPG 2 Relative Value Partners Group	$7.76M
3	SIA 3 Sit Investment Associates Minneapolis, Minnesota	$3.61M
4	4 Susquehanna International Group Bala Cynwyd, Pennsylvania	$997K
5	COLIM 5 City of London Investment Management London, United Kingdom	$1.2M

Top Sellers

1	SFS 1 Shaker Financial Services Arlington, Virginia	$416K
2	2 Bank of America Charlotte, North Carolina	$9.56M
3	3 Morgan Stanley New York	$18.9M
4	4 Wells Fargo San Francisco, California	$7.48M
5	CHAM 5 Clear Harbor Asset Management Stamford, Connecticut	$0

#	Name	Market Value	Shares	Shares Change	Shares Change %
26	CWS 26 Cypress Wealth Services Palm Desert, California	$339K	35,124	+27	+0.1%
27	BRWM 27 B. Riley Wealth Management Memphis, Tennessee	$330K	34,194	-9,585	-22%
28	28 Truist Financial Charlotte, North Carolina	$322K	33,352	-11,000	-25%
29	WSTAM 29 Wilbanks Smith & Thomas Asset Management Norfolk, Virginia	$273K	28,307	–	–
30	SW 30 SVB Wealth Boston, Massachusetts	$241K	25,000	–	–
31	BF 31 BOK Financial Tulsa, Oklahoma	$232K	24,081	+24,081	New
32	VEA 32 Virtus ETF Advisers New York	$228K	23,625	-2,605	-10%
33	PCM 33 Pointe Capital Management Grosse Pointe Farms, Michigan	$217K	22,500	–	–
34	34 Ameriprise Minneapolis, Minnesota	$191K	19,857	+5,599	+39%
35	35 Barclays London, United Kingdom	$163K	16,712	+16,712	New
36	APP 36 Avantax Planning Partners Dubuque, Iowa	$158K	16,385	–	–
37	EH 37 Equitable Holdings New York	$144K	14,905	–	–
38	38 Commonwealth Equity Services Waltham, Massachusetts	$128K	13,362	+13,362	New
39	39 LPL Financial San Diego, California	$125K	13,003	-2,367	-15%
40	40 Janney Montgomery Scott Philadelphia, Pennsylvania	$120K	12,500	–	–
41	GIA 41 Gladstone Institutional Advisory Palm Beach Gardens, Florida	$96K	10,000	-1,000	-9%
42	MC 42 Moors & Cabot Boston, Massachusetts	$96K	10,000	–	–
43	43 Bessemer Group Woodbridge, New Jersey	$50K	5,178	-55	-1%
44	SIS 44 Sound Income Strategies Ft Lauderdale, Florida	$13K	1,318	–	–
45	APA 45 American Portfolios Advisors Holbrook, New York	$11.1K	1,150	–	–
46	TVWM 46 Tower View Wealth Management Shorewood, Wisconsin	$10K	1,000	+1,000	New
47	CHAM 47 Clear Harbor Asset Management Stamford, Connecticut	–	–	-26,405	Closed
48	RJFSA 48 Raymond James Financial Services Advisors St. Petersburg, Florida	–	–	-16,404	Closed
49	49 Citadel Advisors Miami, Florida	–	–	-16,056	Closed
50	50 PNC Financial Services Group Pittsburgh, Pennsylvania	–	–	-14,678	Closed