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FIV

First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest

Delisted

FIV was delisted on the 9th of December, 2021.

31 hedge funds and large institutions have $55.8M invested in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest in 2018 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 6 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 6

2% more capital invested

Capital invested by funds: $54.8M → $55.8M (+$1.05M)

11% less funds holding

Funds holding: 3531 (-4)

44% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 9

Holders
31
Holders Change
-4
Holders Change %
-11.43%
% of All Funds
0.71%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
5
Increased
15
Reduced
6
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$17M +$6.12M +657,202 +57%
RCM
2
Rivernorth Capital Management
Florida
$12.7M -$4.84M -519,405 -28%
Wells Fargo
3
Wells Fargo
California
$5.67M -$184K -19,698 -3%
Bank of America
4
Bank of America
North Carolina
$4.41M +$1.12M +119,909 +34%
UBS Group
5
UBS Group
Switzerland
$3.59M +$1.97M +210,929 +122%
Invesco
6
Invesco
Georgia
$2.74M +$433K +46,503 +19%
MIG
7
Mariner Investment Group
New York
$2.51M -$65.7K -7,051 -3%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.28M +$297K +31,866 +31%
SCM
9
Sterneck Capital Management
Missouri
$955K +$372K +39,905 +64%
Ameriprise
10
Ameriprise
Minnesota
$768K +$40.2K +4,318 +6%
SFS
11
Shaker Financial Services
Virginia
$548K -$839K -90,080 -61%
BTS
12
BB&T Securities
Virginia
$505K +$23.8K +2,549 +5%
PAS
13
Partnervest Advisory Services
California
$400K +$53.5K +5,740 +16%
Stifel Financial
14
Stifel Financial
Missouri
$396K -$25.4K -2,723 -6%
LPL Financial
15
LPL Financial
California
$334K +$168K +18,000 +102%
PCM
16
Pointe Capital Management
Michigan
$314K
OC
17
Oppenheimer & Co
New York
$267K +$97.8K +10,500 +58%
SG
18
StoneX Group
New York
$235K
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$193K
BF
20
BOK Financial
Oklahoma
$160K +$51.4K +5,520 +48%
RJA
21
Raymond James & Associates
Florida
$150K +$690 +74 +0.5%
WS
22
Wedbush Securities
California
$149K +$1.11K +119 +0.8%
BRF
23
B. Riley Financial
California
$138K +$15.9K +1,706 +13%
PCM
24
Penserra Capital Management
California
$124K +$124K +13,347 New
AW
25
ACG Wealth
Georgia
$114K +$113K +12,129 New

FIV Hedge Fund Activity: Q1 2018 in Review

31 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest (FIV) for Q1 2018, worth a combined $55.8M — up 1.9% from $54.8M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of FIV and 5 opened new positions — a net loss of 4 holders — while 6 trimmed existing stakes and 15 added.

The largest buyer was Morgan Stanley, adding an estimated $6.12M. The largest seller was Rivernorth Capital Management, cutting an estimated $4.84M.

  • 31 institutional investors held First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest (FIV) as of Q1 2018, down from 35 in Q4 2017.
  • Funds reported $55.8M of First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest stock for Q1 2018, up 1.9% quarter-over-quarter.
  • 5 funds opened new First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest positions in Q1 2018 and 9 closed out, a net change of -4 holders.
  • The largest First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest buyer in Q1 2018 was Morgan Stanley, an estimated $6.12M added.
  • The largest First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest seller in Q1 2018 was Rivernorth Capital Management, an estimated $4.84M sold.

Based on aggregated 13F filings for Q1 2018.